| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.60(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$180.95 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
101,656 |
115,144 |
131,167 |
429,278 |
| Total Sell Value |
$26,463,831 |
$29,519,807 |
$33,334,367 |
$101,113,965 |
| Total People Sold |
5 |
6 |
8 |
9 |
| Total Sell Transactions |
9 |
10 |
15 |
35 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Larsen Sallie R. |
Managing Director |
• – – |
2022-02-28 |
4 |
AS |
$177.77 |
$801,032 |
D/D |
(4,506) |
8,740 |
|
0% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-02-28 |
4 |
AS |
$178.07 |
$4,179,293 |
D/D |
(23,119) |
179,275 |
|
0% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-02-28 |
4 |
AS |
$178.55 |
$1,044,820 |
D/D |
(5,780) |
12,667 |
|
0% |
|
| Gates Greg |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,057 |
21,834 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$133,210 |
D/D |
(729) |
19,777 |
|
- |
|
| Fandrey Edward |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$203,561 |
D/D |
(1,114) |
16,544 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,521 |
5,650 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$117,495 |
D/D |
(643) |
4,129 |
|
- |
|
| Simonich Brent |
EVP, CAO and Treasurer |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,419 |
5,122 |
|
- |
|
| Simonich Brent |
EVP, CAO and Treasurer |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$42,576 |
D/D |
(233) |
3,703 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
6,548 |
13,246 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$505,066 |
D/D |
(2,764) |
11,884 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$907,072 |
D/D |
(4,964) |
49,578 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
7,914 |
54,542 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
57,611 |
202,394 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-02-25 |
4 |
D |
$182.73 |
$4,997,483 |
D/D |
(27,349) |
190,639 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
9,146 |
24,078 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$773,679 |
D/D |
(4,234) |
21,466 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,044 |
14,373 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$142,347 |
D/D |
(779) |
12,329 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
8,641 |
37,888 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$864,861 |
D/D |
(4,733) |
36,071 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
13,849 |
18,447 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-02-25 |
4 |
D |
$182.73 |
$1,424,380 |
D/D |
(7,795) |
16,062 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-02-16 |
4 |
AS |
$184.57 |
$2,824,152 |
D/D |
(15,217) |
33,980 |
|
1% |
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912 Records found
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Page 9 of 37 |
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1.32 (0.49%) 
