| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
183,058,000 as of 6/30 |
| Market
Cap: |
298.38(M) |
| Last
Volume: |
232,878 |
Avg
Vol: |
278,224 |
| 52
Week Range: |
$1.17 - $1.71 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 32.3 |
| Insider 6 Months : 32.7 |
| Insider 3/6 Months : 63.4 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Company Profile Ladenburg Thalmann Financial Services is a holding company. Co. is engaged in independent brokerage and advisory services, investment banking, equity research, institutional sales and trading, asset management services and trust services through its subsidiaries, Securities America, Inc., Triad Advisors, Inc., and Investacorp, Inc., which conducted the independent brokerage and advisory services business segment, as well as the trust services provided by Premier Trust; and the investment banking, sales and trading and asset management services and investment activities segment conducted by Ladenburg Thalmann & Co. Inc., and Ladenburg Thalmann Asset Management Inc.
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
1,035,700 |
1,120,700 |
1,435,700 |
2,352,410 |
| Total Buy Value |
$21,508,590 |
$21,623,501 |
$22,022,710 |
$23,462,097 |
| Total People Bought |
11 |
11 |
12 |
13 |
| Total Buy Transactions |
41 |
43 |
79 |
144 |
| Total Shares Sold |
0 |
0 |
0 |
81,808 |
| Total Sell Value |
$0 |
$0 |
$0 |
$125,496 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2013-03-17 |
2012-12-14 |
2012-06-15 |
2011-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
Malamed Adam Scott |
Chief Operating Officer |
|
2012-04-10 |
4 |
B |
$1.58 |
$7,900 |
D/D |
5,000 |
153,478 |
2.74 |
-11% |
|
Lampen Richard |
President and CEO |
|
2012-04-10 |
4 |
B |
$1.58 |
$7,900 |
D/D |
5,000 |
723,917 |
2.81 |
-11% |
|
Frost Nevada Investments Trust |
10% Owner |
|
2012-04-10 |
4 |
B |
$1.58 |
$15,867 |
I/I |
10,000 |
10,923,699 |
1.5 |
-11% |
|
Rosenstock Richard J |
Director |
|
2012-04-09 |
4 |
B |
$1.72 |
$8,600 |
I/I |
5,000 |
55,000 |
2.1 |
-16% |
|
Frost Nevada Investments Trust |
10% Owner |
|
2012-04-05 |
4 |
B |
$1.75 |
$26,300 |
I/I |
15,000 |
10,913,699 |
1.5 |
-22% |
|
Zeitchick Mark |
Executive Vice President |
|
2012-04-05 |
4 |
B |
$1.75 |
$8,750 |
I/I |
5,000 |
2,082,336 |
2.58 |
-22% |
|
Malamed Adam Scott |
Chief Operating Officer |
|
2012-04-04 |
4 |
B |
$1.77 |
$8,870 |
D/D |
5,000 |
148,478 |
2.74 |
-26% |
|
Lampen Richard |
President and CEO |
|
2012-04-03 |
4 |
B |
$1.79 |
$8,950 |
D/D |
5,000 |
718,917 |
2.81 |
-23% |
|
Frost Nevada Investments Trust |
10% Owner |
|
2012-03-23 |
4 |
B |
$1.86 |
$93,443 |
I/I |
50,000 |
10,898,699 |
1.5 |
-31% |
|
Zeitchick Mark |
Executive Vice President |
|
2012-03-23 |
4 |
B |
$1.90 |
$9,500 |
I/I |
5,000 |
2,077,336 |
2.58 |
-31% |
|
Rosenstock Richard J |
Director |
|
2012-03-23 |
4 |
B |
$1.86 |
$9,300 |
I/I |
5,000 |
2,701,586 |
2.1 |
-31% |
|
Malamed Adam Scott |
Chief Operating Officer |
|
2012-03-23 |
4 |
B |
$1.86 |
$9,300 |
D/D |
5,000 |
143,478 |
2.74 |
-31% |
|
Lampen Richard |
President and CEO |
|
2012-03-23 |
4 |
B |
$1.86 |
$9,300 |
D/D |
5,000 |
713,917 |
2.81 |
-31% |
|
Simkin Jacqueline M |
Director |
|
2012-03-23 |
4 |
B |
$1.84 |
$92,100 |
I/I |
50,000 |
735,640 |
2.1 |
-31% |
|
Malamed Adam Scott |
Chief Operating Officer |
|
2012-01-05 |
4 |
B |
$2.49 |
$12,556 |
D/D |
5,000 |
138,478 |
2.74 |
-41% |
|
Lampen Richard |
President and CEO |
|
2012-01-04 |
4 |
OE |
$0.88 |
$17,600 |
D/D |
20,000 |
716,131 |
|
- |
|
Simkin Jacqueline M |
Director |
|
2012-01-04 |
4 |
B |
$2.45 |
$12,250 |
I/I |
5,000 |
685,640 |
2.1 |
-42% |
|
Zeitchick Mark |
Executive Vice President |
|
2012-01-04 |
4 |
OE |
$0.88 |
$220,000 |
I/I |
250,000 |
2,155,400 |
|
- |
|
Zeitchick Mark |
Executive Vice President |
|
2012-01-04 |
4 |
D |
$2.44 |
$220,000 |
I/I |
(90,164) |
2,065,236 |
|
- |
|
Lampen Richard |
President and CEO |
|
2012-01-04 |
4 |
D |
$2.44 |
$17,602 |
D/D |
(7,214) |
708,917 |
|
- |
|
Rosenstock Richard J |
Director |
|
2012-01-04 |
4 |
OE |
$0.88 |
$220,000 |
I/I |
250,000 |
2,811,650 |
|
- |
|
Rosenstock Richard J |
Director |
|
2012-01-04 |
4 |
D |
$2.44 |
$220,000 |
I/I |
(90,164) |
2,721,486 |
|
- |
|
Malamed Adam Scott |
Chief Operating Officer |
|
2012-01-03 |
4 |
B |
$2.45 |
$12,436 |
D/D |
5,000 |
133,478 |
2.74 |
-40% |
|
Simkin Jacqueline M |
Director |
|
2012-01-03 |
4 |
B |
$2.50 |
$7,500 |
I/I |
3,000 |
680,640 |
2.1 |
-40% |
|
Frost Nevada Investments Trust |
10% Owner |
|
2012-01-03 |
4 |
B |
$2.45 |
$25,136 |
I/I |
10,000 |
10,848,699 |
1.5 |
-40% |
|
96 Records found
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Page 1 of 4 |
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