|
|
Exchange: |
American Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
196,342,000 |
Market
Cap: |
687.20(M) |
Last
Volume: |
190,681 |
Avg
Vol: |
106,601 |
52
Week Range: |
$3.5 - $3.5 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-20 |
4 |
D |
$3.10 |
$37,507 |
D/D |
(12,099) |
1,463,541 |
|
- |
|
Kaufman Brett |
Senior Vice President and CFO |
|
2019-01-20 |
4 |
D |
$3.10 |
$9,257 |
D/D |
(2,986) |
268,466 |
|
- |
|
Kaufman Brett |
Senior Vice President and CFO |
|
2019-01-14 |
4 |
D |
$3.01 |
$9,271 |
D/D |
(3,080) |
271,452 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-14 |
4 |
D |
$3.01 |
$37,568 |
D/D |
(12,481) |
1,475,640 |
|
- |
|
Zeitchick Mark |
Executive Vice President |
|
2019-01-14 |
4 |
D |
$3.01 |
$75,133 |
D/D |
(24,961) |
1,020,561 |
|
- |
|
Kaufman Brett |
Senior Vice President and CFO |
|
2019-01-13 |
4 |
D |
$3.12 |
$9,744 |
D/D |
(3,123) |
274,532 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-13 |
4 |
D |
$3.12 |
$47,368 |
D/D |
(15,182) |
1,488,121 |
|
- |
|
Zeitchick Mark |
Executive Vice President |
|
2019-01-13 |
4 |
D |
$3.12 |
$86,842 |
D/D |
(27,834) |
1,045,522 |
|
- |
|
Kaufman Brett |
Senior Vice President and CFO |
|
2019-01-12 |
4 |
D |
$3.12 |
$12,177 |
D/D |
(3,903) |
277,655 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-12 |
4 |
D |
$3.12 |
$59,948 |
D/D |
(19,214) |
1,503,303 |
|
- |
|
Zeitchick Mark |
Executive Vice President |
|
2019-01-12 |
4 |
D |
$3.12 |
$102,629 |
D/D |
(32,894) |
1,073,356 |
|
- |
|
Lampen Richard |
CEO, President & Chairman |
|
2019-01-10 |
4 |
A |
$0.00 |
$0 |
D/D |
400,000 |
2,978,671 |
|
- |
|
Giovanniello Joseph |
Senior Vice President |
|
2019-01-10 |
4 |
A |
$0.00 |
$0 |
D/D |
60,000 |
418,648 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-10 |
4 |
A |
$0.00 |
$0 |
D/D |
275,000 |
1,522,517 |
|
- |
|
Kaufman Brett |
Senior Vice President and CFO |
|
2019-01-10 |
4 |
A |
$0.00 |
$0 |
D/D |
60,000 |
281,558 |
|
- |
|
Zeitchick Mark |
Executive Vice President |
|
2019-01-10 |
4 |
A |
$0.00 |
$0 |
D/D |
400,000 |
1,106,250 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-03 |
4 |
B |
$2.46 |
$12,296 |
D/D |
5,000 |
1,247,517 |
2.81 |
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2019-01-02 |
4 |
B |
$2.38 |
$11,875 |
D/D |
5,000 |
1,242,517 |
2.81 |
- |
|
Giovanniello Joseph |
Senior Vice President |
|
2018-12-31 |
4 |
A |
$2.21 |
$2,437 |
D/D |
1,101 |
358,648 |
|
- |
|
Malamed Adam Scott |
Executive VP and COO |
|
2018-12-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,000 |
1,237,517 |
|
- |
|
Frost Nevada Investments Trust |
Former 10% Owner |
|
2018-12-24 |
4 |
S |
$2.50 |
$119,512,500 |
I/I |
(47,805,000) |
6,208,431 |
|
- |
|
Frost Nevada Investments Trust |
Former 10% Owner |
|
2018-12-24 |
4 |
S |
$2.50 |
$7,737,500 |
D/D |
(3,095,000) |
0 |
|
- |
|
Frost Nevada Investments Trust |
Former 10% Owner |
|
2018-12-24 |
4 |
GD |
$0.00 |
$0 |
I/I |
12,000,000 |
816,199 |
|
- |
|
Lampen Richard |
CEO, President & Chairman |
|
2018-11-15 |
4 |
B |
$2.68 |
$13,418 |
D/D |
5,000 |
2,578,671 |
2.81 |
- |
|
Zeitchick Mark |
Executive Vice President |
|
2018-10-17 |
4 |
D |
$2.92 |
$1,259,653 |
D/D |
(431,388) |
874,862 |
|
- |
|
379 Records found
|
|
Page 4 of 16 |
|
|