| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
196,342,000 |
| Market
Cap: |
687.20(M) |
| Last
Volume: |
190,681 |
Avg
Vol: |
106,601 |
| 52
Week Range: |
$3.5 - $3.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Malamed Adam Scott |
Executive VP and COO |
• – – |
2018-04-13 |
4 |
B |
$3.28 |
$16,400 |
D/D |
5,000 |
1,185,364 |
2.74 |
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2018-04-13 |
4 |
B |
$3.30 |
$16,483 |
I/I |
5,000 |
2,849,731 |
2.58 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-04-12 |
4 |
B |
$3.20 |
$15,982 |
D/D |
5,000 |
2,310,059 |
2.81 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-04-06 |
4 |
B |
$3.10 |
$15,500 |
I/I |
5,000 |
68,333 |
2.58 |
- |
|
| Krasno Richard M |
Director |
– • – |
2018-04-02 |
4 |
B |
$3.10 |
$15,513 |
D/D |
5,000 |
55,000 |
2.39 |
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2018-04-02 |
4 |
B |
$3.12 |
$15,600 |
D/D |
5,000 |
820,698 |
2.81 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-04-02 |
4 |
B |
$3.09 |
$15,473 |
D/D |
5,000 |
2,305,059 |
2.81 |
- |
|
| Giovanniello Joseph |
Senior Vice President |
• – – |
2018-03-29 |
4 |
A |
$3.11 |
$749 |
D/D |
241 |
336,257 |
|
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-03-29 |
4 |
B |
$3.30 |
$32,957 |
D/D |
10,000 |
2,300,059 |
2.81 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-03-28 |
4 |
B |
$3.25 |
$64,978 |
D/D |
20,000 |
2,290,059 |
2.81 |
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-03-20 |
4 |
D |
$3.57 |
$377,717 |
D/D |
(105,803) |
221,558 |
|
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-03-20 |
4 |
OE |
$2.30 |
$345,000 |
D/D |
150,000 |
327,361 |
|
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-01-30 |
4 |
A |
$25.20 |
$34 |
D/D |
1 |
205 |
|
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2018-01-20 |
4 |
D |
$3.13 |
$60,697 |
D/D |
(19,392) |
815,698 |
|
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-01-20 |
4 |
D |
$3.13 |
$10,905 |
D/D |
(3,484) |
177,216 |
|
- |
|
| Malamed Adam Scott |
Executive VP and COO |
• – – |
2018-01-20 |
4 |
D |
$3.13 |
$36,008 |
D/D |
(11,504) |
1,180,364 |
|
- |
|
| Malamed Adam Scott |
Executive VP and COO |
• – – |
2018-01-14 |
4 |
D |
$3.21 |
$38,026 |
D/D |
(11,846) |
1,191,868 |
|
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-01-14 |
4 |
D |
$3.21 |
$11,517 |
D/D |
(3,588) |
180,700 |
|
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2018-01-14 |
4 |
D |
$3.21 |
$80,112 |
D/D |
(24,957) |
835,090 |
|
- |
|
| Malamed Adam Scott |
Executive VP and COO |
• – – |
2018-01-13 |
4 |
D |
$3.21 |
$45,630 |
D/D |
(14,215) |
1,203,714 |
|
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2018-01-13 |
4 |
D |
$3.21 |
$11,517 |
D/D |
(3,588) |
184,288 |
|
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2018-01-13 |
4 |
D |
$3.21 |
$88,124 |
D/D |
(27,453) |
860,047 |
|
- |
|
| Giovanniello Joseph |
Senior Vice President |
• – – |
2018-01-12 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
336,016 |
|
- |
|
| Malamed Adam Scott |
Executive VP and COO |
• – – |
2018-01-12 |
4 |
A |
$0.00 |
$0 |
D/D |
200,000 |
1,217,929 |
|
- |
|
| Lampen Richard |
President and CEO |
• • – |
2018-01-12 |
4 |
A |
$0.00 |
$0 |
D/D |
325,000 |
2,270,059 |
|
- |
|
379 Records found
|
|
Page 7 of 16 |
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