|
|
Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
124,070,000 |
Market
Cap: |
147.64(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$0.5599 - $6.19 |
|
Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Seres Therapeutics is a microbiome therapeutics platform company developing live biotherapeutic drugs. SER-109, Co.'s lead clinical candidate is an oral, purified bacterial spore-based microbiome therapeutic candidate consisting of a consortium of purified Firmicutes spores. Using Co.'s microbiome therapeutics platform, Co. is also developing SER-287 and SER-301 to treat ulcerative colitis. Co. evaluates microbiome pharmacokinetic and pharmacodynamic data from across its clinical and pre-clinical portfolios using its reverse translation microbiome therapeutics capabilities to conduct research on various indications, including inflammatory and immune diseases, cancer, and metabolic diseases.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
8,738,243 |
Total Buy Value |
$0 |
$0 |
$0 |
$27,525,465 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
36,381 |
36,381 |
71,150 |
83,200 |
Total Sell Value |
$39,292 |
$39,292 |
$86,229 |
$162,501 |
Total People Sold |
7 |
7 |
8 |
8 |
Total Sell Transactions |
7 |
7 |
15 |
17 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Afeyan Noubar |
10% Owner |
|
2021-05-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(295,171) |
2,962,963 |
|
- |
|
Henn Matthew R. |
See Remarks |
|
2020-12-01 |
4 |
AS |
$26.56 |
$2,482,309 |
D/D |
(91,812) |
0 |
|
-20% |
|
Henn Matthew R. |
See Remarks |
|
2020-12-01 |
4 |
OE |
$0.71 |
$443,720 |
D/D |
79,812 |
91,812 |
|
- |
|
Berenson Stephen |
Director |
|
2020-11-23 |
4 |
A |
$0.00 |
$0 |
D/D |
3,589 |
3,589 |
|
- |
|
Afeyan Noubar |
10% Owner |
|
2020-11-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(7,907,179) |
0 |
|
- |
|
Aunins John G. |
Chief Technology Officer & EVP |
|
2020-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,500 |
105,250 |
|
- |
|
Shaff Eric D. |
CEO and President |
|
2020-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,000 |
32,842 |
|
- |
|
Desrosier Thomas |
Chief Legal Officer and EVP |
|
2020-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
25,000 |
41,054 |
|
- |
|
Henn Matthew R. |
See Remarks |
|
2020-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,500 |
12,000 |
|
- |
|
Chapman Marcus |
See Remarks |
|
2019-11-22 |
4 |
AS |
$3.91 |
$13,297 |
D/D |
(3,400) |
8,600 |
|
- |
|
Chapman Marcus |
See Remarks |
|
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,000 |
12,000 |
|
- |
|
Nutritional Health Ltp Fund, L.p. |
10% Owner |
|
2019-06-18 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,888,888 |
|
- |
|
Afeyan Noubar |
Director |
|
2019-06-18 |
4 |
B |
$2.25 |
$19,999,998 |
I/I |
8,888,888 |
4,444,444 |
2.25 |
- |
|
Shaff Eric D. |
See Remarks |
|
2019-01-28 |
4 |
S |
$5.75 |
$25,188 |
D/D |
(4,378) |
12,842 |
|
- |
|
Desrosier Thomas |
Chief Legal Officer and EVP |
|
2019-01-28 |
4 |
S |
$5.75 |
$31,478 |
D/D |
(5,471) |
16,054 |
|
- |
|
Shaff Eric D. |
See Remarks |
|
2019-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,000 |
17,220 |
|
- |
|
Cook David N |
See Remarks |
|
2019-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,500 |
147,435 |
|
- |
|
Aunins John G. |
Chief Technology Officer |
|
2019-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,500 |
92,750 |
|
- |
|
Desrosier Thomas |
Chief Legal Officer and EVP |
|
2019-01-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,000 |
21,525 |
|
- |
|
Aunins John G. |
Chief Technology Officer & EVP |
|
2018-12-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,000 |
85,250 |
|
- |
|
Aunins John G. |
Chief Technology Officer & EVP |
|
2018-12-17 |
4 |
AS |
$6.39 |
$91,313 |
D/D |
(14,282) |
75,250 |
|
- |
|
Aunins John G. |
See Remarks |
|
2018-11-15 |
4 |
AS |
$8.26 |
$117,912 |
D/D |
(14,279) |
89,532 |
|
- |
|
Aunins John G. |
See Remarks |
|
2018-10-15 |
4 |
AS |
$5.94 |
$84,800 |
D/D |
(14,279) |
103,811 |
|
- |
|
Aunins John G. |
See Remarks |
|
2018-09-17 |
4 |
AS |
$7.27 |
$103,875 |
D/D |
(14,279) |
118,090 |
|
- |
|
Pomerantz Roger |
President and CEO |
|
2018-09-07 |
4 |
AS |
$9.00 |
$16,291 |
D/D |
(1,810) |
213,976 |
|
- |
|
195 Records found
|
|
Page 3 of 8 |
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Acquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|