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| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
124,070,000 |
| Market
Cap: |
147.64(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.5599 - $6.19 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Seres Therapeutics is a microbiome therapeutics platform company developing live biotherapeutic drugs. SER-109, Co.'s lead clinical candidate is an oral, purified bacterial spore-based microbiome therapeutic candidate consisting of a consortium of purified Firmicutes spores. Using Co.'s microbiome therapeutics platform, Co. is also developing SER-287 and SER-301 to treat ulcerative colitis. Co. evaluates microbiome pharmacokinetic and pharmacodynamic data from across its clinical and pre-clinical portfolios using its reverse translation microbiome therapeutics capabilities to conduct research on various indications, including inflammatory and immune diseases, cancer, and metabolic diseases.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
8,738,243 |
| Total Buy Value |
$0 |
$0 |
$0 |
$27,525,465 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
36,381 |
36,381 |
71,150 |
83,200 |
| Total Sell Value |
$39,292 |
$39,292 |
$86,229 |
$162,501 |
| Total People Sold |
7 |
7 |
8 |
8 |
| Total Sell Transactions |
7 |
7 |
15 |
17 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cook David N |
Chief Scientific Officer & EVP |
• – – |
2016-04-04 |
4 |
AS |
$28.00 |
$224,000 |
D/D |
(8,000) |
168,673 |
|
- |
|
| Pomerantz Roger |
President and CEO |
• • – |
2016-04-01 |
4 |
AS |
$25.69 |
$2,397,303 |
D/D |
(90,963) |
22,727 |
|
- |
|
| Pomerantz Roger |
President and CEO |
• • – |
2016-04-01 |
4 |
OE |
$0.48 |
$43,662 |
D/D |
90,963 |
113,690 |
|
- |
|
| Cook David N |
Chief Scientific Officer & EVP |
• – – |
2016-04-01 |
4 |
AS |
$25.74 |
$1,371,586 |
D/D |
(53,000) |
176,673 |
|
- |
|
| Shaff Eric D. |
CFO and EVP |
• – – |
2016-03-31 |
4 |
AS |
$25.13 |
$201,569 |
D/D |
(7,663) |
0 |
|
- |
|
| Shaff Eric D. |
CFO and EVP |
• – – |
2016-03-31 |
4 |
OE |
$7.79 |
$59,695 |
D/D |
7,663 |
7,663 |
|
- |
|
| Aunins John G. |
Chief Technology Officer & EVP |
• – – |
2016-03-28 |
4 |
AS |
$23.89 |
$224,327 |
D/D |
(9,390) |
74,700 |
|
- |
|
| Shaff Eric D. |
CFO and EVP |
• – – |
2016-03-28 |
4 |
AS |
$24.07 |
$131,735 |
D/D |
(5,473) |
0 |
|
- |
|
| Shaff Eric D. |
CFO and EVP |
• – – |
2016-03-28 |
4 |
OE |
$7.79 |
$42,635 |
D/D |
5,473 |
5,473 |
|
- |
|
| Nimco Us, Inc. |
10% Owner |
– – • |
2015-07-01 |
4 |
A |
$18.00 |
$23,999,994 |
I/I |
1,333,333 |
6,888,888 |
|
- |
|
| Nimco Us, Inc. |
10% Owner |
– – • |
2015-06-26 |
4 |
A |
$0.00 |
$0 |
I/I |
3,611,111 |
5,555,555 |
|
- |
|
| Aunins John G. |
CTO and EVP of Bioprocess Dev. |
• – – |
2015-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
34,090 |
84,090 |
|
- |
|
| Cook David N |
See Remarks |
• – – |
2015-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
45,454 |
229,673 |
|
- |
|
| Kania Edwin M Jr |
10% Owner |
– – • |
2015-06-26 |
4 |
A |
$0.00 |
$0 |
I/I |
11,627,320 |
599,297 |
|
- |
|
| Pomerantz Roger |
President and CEO |
• • – |
2015-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
22,727 |
22,727 |
|
- |
|
| Nimco Us, Inc. |
10% Owner |
– – • |
2015-06-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,944,444 |
|
- |
|
| Kania Edwin M Jr |
10% Owner |
– – • |
2015-06-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,055,556 |
|
- |
|
| Aunins John G. |
CTO and EVP of Bioprocess Dev. |
• – – |
2015-06-25 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
50,000 |
|
- |
|
| Cook David N |
CSO and EVP of R&DOfficer |
• – – |
2015-06-25 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
184,219 |
|
- |
|
| Hutt Peter Barton |
Director |
– • – |
2015-06-25 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
50,000 |
|
- |
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195 Records found
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Page 8 of 8 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.03 (2.59%) 
