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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
10,229,000 |
Market
Cap: |
157.27(M) |
Last
Volume: |
3,400 |
Avg
Vol: |
3,391 |
52
Week Range: |
$11.28 - $16.26 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Barings Participation Investors is registered as a diversified, closed-end management investment company. The Trust's investment objective is to maintain a portfolio of securities providing a current yield and, when available, an opportunity for capital gains. The Trust's principal investments are privately placed, below-investment grade, long-term debt obligations including bank loans and mezzanine debt instruments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
1,000 |
1,000 |
Total Buy Value |
$0 |
$0 |
$12,780 |
$12,780 |
Total People Bought |
0 |
0 |
2 |
2 |
Total Buy Transactions |
0 |
0 |
2 |
2 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Barrett William J |
Trustee |
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2012-02-28 |
4 |
B |
$15.25 |
$1,449 |
D/D |
95 |
36,408 |
2.36 |
- |
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Barrett William J |
Trustee |
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2012-02-16 |
4 |
B |
$15.25 |
$1,525 |
D/D |
100 |
36,313 |
2.36 |
- |
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Barrett William J |
Trustee |
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2012-01-25 |
4 |
B |
$15.10 |
$30,200 |
D/D |
2,000 |
36,188 |
2.44 |
- |
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Barrett William J |
Trustee |
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2012-01-06 |
4 |
B |
$15.17 |
$54,750 |
D/D |
3,600 |
34,188 |
2.44 |
- |
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Benson Donald E |
Trustee |
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2011-11-10 |
4 |
B |
$14.96 |
$7,256 |
D/D |
461 |
12,079 |
2.44 |
- |
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Barrett William J |
Trustee |
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2011-08-08 |
4/A |
B |
$13.52 |
$68,230 |
D/D |
5,000 |
30,588 |
2.44 |
- |
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Barrett William J |
Trustee |
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2011-08-08 |
4 |
S |
$13.52 |
$27,040 |
D/D |
(2,000) |
29,689 |
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- |
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Barrett William J |
Trustee |
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2011-08-08 |
4 |
B |
$13.73 |
$41,190 |
D/D |
3,000 |
27,689 |
2.44 |
- |
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Benson Donald E |
Trustee |
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2011-08-05 |
4 |
B |
$14.45 |
$8,007 |
D/D |
554 |
11,774 |
2.44 |
- |
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Benson Donald E |
Trustee |
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2011-05-06 |
4 |
B |
$14.11 |
$7,879 |
D/D |
558 |
11,220 |
2.44 |
- |
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Benson Donald E |
Trustee |
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2011-01-14 |
4 |
B |
$14.19 |
$4,998 |
D/D |
352 |
10,661 |
2.36 |
- |
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Benson Donald E |
Trustee |
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2010-05-07 |
4 |
B |
$11.92 |
$1,682 |
D/D |
141 |
9,502 |
2.36 |
- |
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Spencer Richard E Ii |
VP, Officer of Adviser |
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2009-08-11 |
4 |
S |
$11.44 |
$10,137 |
D/D |
(886) |
0 |
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- |
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Spencer Richard E Ii |
VP, Officer of Adviser |
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2009-05-19 |
4 |
B |
$11.77 |
$217 |
D/D |
18 |
886 |
2.66 |
- |
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Spencer Richard E Ii |
VP, Officer of Adviser |
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2009-01-20 |
4 |
B |
$10.75 |
$212 |
D/D |
20 |
868 |
2.66 |
- |
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Spencer Richard E Ii |
VP, Officer of Adviser |
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2008-11-17 |
4 |
B |
$11.35 |
$207 |
D/D |
18 |
848 |
2.66 |
- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-11-12 |
4 |
AB |
$11.15 |
$1,115 |
I/I |
100 |
143,404 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-11-06 |
4 |
AB |
$11.32 |
$36,224 |
I/I |
3,200 |
143,304 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-11-05 |
4 |
AB |
$11.29 |
$19,193 |
I/I |
1,700 |
140,104 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-11-04 |
4 |
AB |
$10.29 |
$31,899 |
I/I |
3,100 |
138,404 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-11-03 |
4 |
AB |
$10.52 |
$10,520 |
I/I |
1,000 |
135,304 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-10-31 |
4 |
AB |
$10.72 |
$60,032 |
I/I |
5,600 |
134,304 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-10-30 |
4 |
AB |
$10.75 |
$21,500 |
I/I |
2,000 |
128,704 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-10-28 |
4 |
AB |
$10.87 |
$4,348 |
I/I |
400 |
126,704 |
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- |
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Babson Capital Management Llc |
Investment Advisor |
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2008-10-27 |
4 |
AB |
$11.27 |
$12,397 |
I/I |
1,100 |
126,304 |
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- |
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133 Records found
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Page 3 of 6 |
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