| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
10,229,000 |
| Market
Cap: |
157.27(M) |
| Last
Volume: |
3,400 |
Avg
Vol: |
3,391 |
| 52
Week Range: |
$11.28 - $16.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Barings Participation Investors is registered as a diversified, closed-end management investment company. The Trust's investment objective is to maintain a portfolio of securities providing a current yield and, when available, an opportunity for capital gains. The Trust's principal investments are privately placed, below-investment grade, long-term debt obligations including bank loans and mezzanine debt instruments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
1,000 |
1,000 |
| Total Buy Value |
$0 |
$0 |
$12,780 |
$12,780 |
| Total People Bought |
0 |
0 |
2 |
2 |
| Total Buy Transactions |
0 |
0 |
2 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-24 |
4 |
AB |
$11.12 |
$52,264 |
I/I |
4,700 |
125,204 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-23 |
4 |
AB |
$11.07 |
$14,391 |
I/I |
1,300 |
120,504 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-22 |
4 |
AB |
$11.11 |
$49,995 |
I/I |
4,500 |
119,204 |
|
- |
|
| Spencer Richard E Ii |
Officer of Adviser |
– – – |
2008-10-21 |
4 |
B |
$11.40 |
$9,538 |
D/D |
830 |
830 |
2.44 |
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-21 |
4 |
AB |
$11.40 |
$20,520 |
I/I |
1,800 |
114,704 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-17 |
4 |
AB |
$11.48 |
$48,216 |
I/I |
4,200 |
112,904 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-16 |
4 |
AB |
$11.20 |
$51,520 |
I/I |
4,600 |
108,704 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-15 |
4 |
AB |
$11.55 |
$51,987 |
I/I |
4,501 |
104,104 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-14 |
4 |
AB |
$11.54 |
$23,080 |
I/I |
2,000 |
99,603 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-13 |
4 |
AB |
$11.06 |
$143,780 |
I/I |
13,000 |
97,603 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-10 |
4 |
AB |
$8.29 |
$92,848 |
I/I |
11,200 |
84,603 |
|
- |
|
| Barrett William J |
Trustee |
– – – |
2008-10-10 |
4 |
B |
$7.75 |
$7,750 |
D/D |
1,000 |
24,689 |
2.44 |
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-09 |
4 |
AB |
$10.34 |
$69,278 |
I/I |
6,700 |
73,403 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-08 |
4 |
AB |
$10.46 |
$117,152 |
I/I |
11,200 |
66,703 |
|
- |
|
| Barrett William J |
Trustee |
– – – |
2008-10-08 |
4 |
B |
$9.76 |
$22,476 |
D/D |
2,100 |
23,689 |
2.44 |
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-07 |
4 |
AB |
$10.91 |
$112,373 |
I/I |
10,300 |
55,503 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-06 |
4 |
AB |
$11.00 |
$118,228 |
I/I |
10,748 |
45,203 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-03 |
4 |
AB |
$11.51 |
$44,889 |
I/I |
3,900 |
34,455 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-02 |
4 |
AB |
$11.69 |
$78,323 |
I/I |
6,700 |
30,555 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-10-01 |
4 |
AB |
$11.72 |
$12,892 |
I/I |
1,100 |
23,855 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-30 |
4 |
AB |
$11.55 |
$92,400 |
I/I |
8,000 |
22,755 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-29 |
4 |
AB |
$11.38 |
$33,002 |
I/I |
2,900 |
14,755 |
|
- |
|
| Syracuse Maleyne M. |
Trustee |
– – – |
2008-09-26 |
4 |
B |
$12.00 |
$2,400 |
D/D |
200 |
604 |
2.36 |
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-26 |
4 |
AB |
$11.75 |
$30,021 |
I/I |
2,555 |
11,855 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-25 |
4 |
AB |
$11.57 |
$2,314 |
I/I |
200 |
9,300 |
|
- |
|
133 Records found
|
|
Page 4 of 6 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
0.01 (0.03%) 
