| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
10,229,000 |
| Market
Cap: |
157.32(M) |
| Last
Volume: |
3,400 |
Avg
Vol: |
3,391 |
| 52
Week Range: |
$11.28 - $16.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile Barings Participation Investors is registered as a diversified, closed-end management investment company. The Trust's investment objective is to maintain a portfolio of securities providing a current yield and, when available, an opportunity for capital gains. The Trust's principal investments are privately placed, below-investment grade, long-term debt obligations including bank loans and mezzanine debt instruments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
1,000 |
1,000 |
| Total Buy Value |
$0 |
$0 |
$12,780 |
$12,780 |
| Total People Bought |
0 |
0 |
2 |
2 |
| Total Buy Transactions |
0 |
0 |
2 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-24 |
4 |
AB |
$11.69 |
$31,563 |
I/I |
2,700 |
9,100 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-23 |
4 |
AB |
$11.54 |
$17,310 |
I/I |
1,500 |
6,400 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-22 |
4 |
AB |
$11.20 |
$4,480 |
I/I |
400 |
4,900 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-19 |
4 |
AB |
$11.60 |
$9,280 |
I/I |
800 |
4,500 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-18 |
4 |
AB |
$11.33 |
$20,961 |
I/I |
1,850 |
3,700 |
|
- |
|
| Babson Capital Management Llc |
Investment Advisor |
– – – |
2008-09-17 |
4 |
AB |
$11.60 |
$21,460 |
I/I |
1,850 |
1,850 |
|
- |
|
| Syracuse Maleyne M. |
Trustee |
– – – |
2008-08-20 |
4 |
B |
$12.70 |
$2,540 |
D/D |
200 |
404 |
2.36 |
- |
|
| Syracuse Maleyne M. |
Trustee |
– – – |
2008-08-18 |
4 |
B |
$13.12 |
$50 |
D/D |
4 |
204 |
2.36 |
- |
|
| Barrett William J |
Trustee |
– – – |
2008-07-15 |
4 |
B |
$11.75 |
$16,156 |
D/D |
1,375 |
21,589 |
2.44 |
- |
|
| Barrett William J |
Trustee |
– – – |
2008-07-11 |
4 |
B |
$11.75 |
$7,344 |
D/D |
625 |
20,214 |
2.44 |
- |
|
| Syracuse Maleyne M. |
Trustee |
– – – |
2008-05-02 |
4 |
B |
$13.50 |
$2,700 |
D/D |
200 |
200 |
2.36 |
- |
|
| Benson Donald E |
TRUSTEE MMPI |
– – – |
2008-02-11 |
4 |
D |
$20.00 |
$164,442 |
D/D |
(8,222) |
0 |
|
- |
|
| Benson Donald E |
TRUSTEE MMPI |
– – – |
2008-01-24 |
4 |
D |
$13.76 |
$34,400 |
D/D |
(2,500) |
8,222 |
|
- |
|
| Barrett William J |
Trustee |
– – – |
2008-01-04 |
4 |
B |
$12.69 |
$12,690 |
D/D |
1,000 |
19,589 |
2.44 |
- |
|
| Barrett William J |
Trustee |
– – – |
2007-08-01 |
4 |
B |
$12.90 |
$128,678 |
D/D |
9,975 |
18,589 |
2.44 |
- |
|
| Barrett William J |
Trustee |
– – – |
2007-07-27 |
4 |
B |
$13.60 |
$50,320 |
D/D |
3,700 |
8,614 |
2.44 |
- |
|
| Hermsen Michael Peter |
officerTitle |
– – – |
2007-01-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
736 |
|
- |
|
| Hermsen Michael Peter |
officerTitle |
– – – |
2007-01-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
845 |
|
- |
|
| Barrett William J |
officerTitle |
– – – |
2006-07-18 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
16,011 |
|
- |
|
| Barrett William J |
officerTitle |
– – – |
2006-07-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,913 |
|
- |
|
| Norgaard Corine T |
officerTitle |
– • – |
2005-12-28 |
4/A |
B |
$14.10 |
$12,704 |
D/D |
900 |
1,757 |
2.39 |
- |
|
| Norgaard Corine T |
officerTitle |
– • – |
2005-12-28 |
4 |
B |
$14.16 |
$12,744 |
D/D |
900 |
1,911 |
2.39 |
- |
|
| Brown Michael Harlan |
Director |
– • – |
2005-11-01 |
4 |
B |
$12.91 |
$12,910 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Norgaard Corine T |
Director |
– • – |
2004-08-03 |
5 |
S |
$11.18 |
$4,472 |
D/D |
(400) |
1,757 |
|
- |
|
| Kandarian Steven A |
Director |
– • – |
2004-02-25 |
4 |
B |
$11.70 |
$56,160 |
D/D |
4,800 |
4,800 |
2.39 |
- |
|
133 Records found
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|
Page 5 of 6 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
0.05 (0.33%) 
