| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
1,861,110,000 |
| Market
Cap: |
185.33(B) |
| Last
Volume: |
4,337,411 |
Avg
Vol: |
9,859,630 |
| 52
Week Range: |
$70.4 - $98.11 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 723 |
| Guru Rank Value : 1.4 |
| Guru Occurances : 4 |
|
|
|
|
|
| |
|
Company Profile Morgan Stanley is a financial holding company. Through its subsidiaries and affiliates, Co. advises, and originates, trades, manages and distributes capital for, governments, institutions and individuals. Co.'s segments are: Institutional Securities, which provides investment banking, sales and trading, lending and other services; Wealth Management, which provides investment advisory services, brokerage services, financial and wealth planning services, stock plan administration, annuity and insurance products, residential real estate loans and other lending products, banking, and retirement plan services; and Investment Management, which provides investment strategies and products.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
111,200 |
422,480 |
868,442 |
1,535,139 |
| Total Sell Value |
$10,029,549 |
$37,260,080 |
$79,075,881 |
$143,649,815 |
| Total People Sold |
2 |
5 |
7 |
10 |
| Total Sell Transactions |
2 |
12 |
19 |
33 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Mitsubishi Ufj Financial Group Inc |
10% Owner |
– – • |
2020-03-26 |
4 |
B |
$35.44 |
$0 |
I/I |
0 |
377,084,710 |
1.42 |
39% |
|
| Mitsubishi Ufj Financial Group Inc |
10% Owner |
– – • |
2020-03-16 |
4 |
D |
$44.22 |
$201,863,884 |
D/D |
(4,565,290) |
377,085,167 |
|
- |
|
| Mitsubishi Ufj Financial Group Inc |
10% Owner |
– – • |
2020-03-11 |
4 |
B |
$38.78 |
$0 |
I/I |
0 |
381,650,000 |
1.42 |
42% |
|
| Luczo Stephen J |
Director |
– • – |
2020-02-28 |
4 |
B |
$44.97 |
$2,248,735 |
I/I |
50,000 |
171,000 |
2.1 |
6% |
|
| Pick Edward N |
Head of Instl Securities |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$2,903,833 |
D/D |
(63,947) |
535,174 |
|
- |
|
| Pick Edward N |
Head of Instl Securities |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
120,157 |
599,121 |
|
- |
|
| Saperstein Andrew |
Head of Wealth Management |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$835,862 |
D/D |
(18,407) |
146,320 |
|
- |
|
| Saperstein Andrew |
Head of Wealth Management |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
37,590 |
164,727 |
|
- |
|
| Pruzan Jonathan |
Chief Financial Officer |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$1,109,820 |
D/D |
(24,440) |
212,493 |
|
- |
|
| Pruzan Jonathan |
Chief Financial Officer |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
45,646 |
236,933 |
|
- |
|
| Hotsuki Keishi |
Chief Risk Officer |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$779,463 |
D/D |
(17,165) |
261,977 |
|
- |
|
| Hotsuki Keishi |
Chief Risk Officer |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
34,906 |
279,142 |
|
- |
|
| Grossman Eric F |
Chief Legal Officer |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$989,257 |
D/D |
(21,785) |
304,368 |
|
- |
|
| Grossman Eric F |
Chief Legal Officer |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
44,303 |
326,153 |
|
- |
|
| Brodsky Jeffrey S |
Chief Human Resources Officer |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$599,548 |
D/D |
(13,203) |
160,037 |
|
- |
|
| Brodsky Jeffrey S |
Chief Human Resources Officer |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
26,850 |
173,240 |
|
- |
|
| Simkowitz Daniel A |
Head of Investment Management |
• – – |
2020-02-28 |
4 |
D |
$45.41 |
$1,232,882 |
D/D |
(27,150) |
244,031 |
|
- |
|
| Simkowitz Daniel A |
Head of Investment Management |
• – – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
51,016 |
271,181 |
|
- |
|
| Gorman James P |
Chairman and CEO |
• • – |
2020-02-28 |
4 |
D |
$45.41 |
$12,427,355 |
D/D |
(273,670) |
1,296,585 |
|
- |
|
| Gorman James P |
Chairman and CEO |
• • – |
2020-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
169,160 |
1,570,255 |
|
- |
|
| Mitsubishi Ufj Financial Group Inc |
10% Owner |
– – • |
2020-02-27 |
4 |
B |
$46.25 |
$0 |
I/I |
0 |
381,650,000 |
1.42 |
8% |
|
| Mitsubishi Ufj Financial Group Inc |
10% Owner |
– – • |
2020-02-26 |
4 |
S |
$47.23 |
$0 |
I/I |
(0) |
381,650,000 |
|
4% |
|
| Gorman James P |
Chairman and CEO |
• • – |
2020-02-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,311 |
1,293,773 |
|
- |
|
| Gorman James P |
Chairman and CEO |
• • – |
2020-02-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,300 |
1,297,084 |
|
- |
|
| Luczo Stephen J |
Director |
– • – |
2020-02-21 |
4 |
B |
$53.00 |
$2,649,955 |
I/I |
50,000 |
121,000 |
2.1 |
-9% |
|
871 Records found
|
|
Page 14 of 35 |
|
|
0.94 (0.94%) 
