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My Recent Searches
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$9.12 0.00 (0.00%) as of 4:30 Wed 12/23
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Download |
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| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,730,000 |
| Market
Cap: |
161.70(M) |
| Last
Volume: |
196,232 |
Avg
Vol: |
59,281 |
| 52
Week Range: |
$9.12 - $9.12 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
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|
Form |
  Schuenke Scott |
CHIEF FINANCIAL OFFICER |
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,826) |
0 |
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- |
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| Shapiro Jaclyn L |
VICE PRESIDENT AND SECRETARY |
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(4,149) |
0 |
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- |
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| Krase Scott D |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(0) |
0 |
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- |
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| Kass Douglas |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(0) |
0 |
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- |
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| Hellerman Gerald |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(68,000) |
0 |
|
- |
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| Byrne Kevin M. |
CHIEF COMPLIANCE OFFICER |
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(0) |
0 |
|
- |
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| Knapp Robert C |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(368,746) |
0 |
|
- |
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| Lipson Arthur D |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(202,123) |
0 |
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- |
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| Chapman John D. |
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• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(0) |
0 |
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- |
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| Goldstein Phillip |
|
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(13,666) |
0 |
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- |
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| Tokavz Michael T |
CHAIRMAN AND PORTFOLIO MANAGER |
• • – |
2020-12-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,000,100) |
0 |
|
- |
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| Lipson Arthur D |
|
– • – |
2020-07-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
202,123 |
|
34% |
|
| Hellerman Gerald |
|
• • – |
2019-10-08 |
4 |
B |
$8.88 |
$8,880 |
D/D |
1,000 |
68,000 |
0.01 |
- |
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| Hellerman Gerald |
|
• • – |
2019-09-30 |
4 |
B |
$8.95 |
$17,939 |
D/D |
2,000 |
67,000 |
0.01 |
- |
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| Tokavz Michael T |
Chairman |
• • – |
2019-09-25 |
4 |
B |
$8.95 |
$8,950 |
D/D |
1,000 |
1,000,100 |
0.01 |
- |
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| Tokavz Michael T |
Chairman |
• • – |
2019-09-24 |
4 |
B |
$8.91 |
$8,912 |
D/D |
1,000 |
999,100 |
0.01 |
- |
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| Goldstein Phillip |
|
• • – |
2019-07-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,000 |
13,666 |
|
- |
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| Tokavz Michael T |
Chairman |
• • – |
2019-07-08 |
4 |
B |
$9.37 |
$103,693 |
D/D |
11,068 |
998,100 |
0.01 |
- |
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| Tokavz Michael T |
Chairman |
• • – |
2019-04-12 |
4 |
B |
$9.20 |
$19,320 |
D/D |
2,100 |
987,032 |
0.01 |
- |
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| Goldstein Phillip |
|
• • – |
2019-03-26 |
4 |
B |
$9.10 |
$4,705 |
D/D |
517 |
22,666 |
0.01 |
- |
|
| Goldstein Phillip |
|
• • – |
2018-10-10 |
4 |
S |
$9.41 |
$4,229,569 |
I/I |
(449,476) |
0 |
|
- |
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| Goldstein Phillip |
|
• • – |
2018-10-05 |
4 |
S |
$9.43 |
$621,975 |
I/I |
(65,957) |
449,476 |
|
- |
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| Goldstein Phillip |
|
• • – |
2018-10-04 |
4 |
S |
$9.50 |
$9,215 |
I/I |
(970) |
515,433 |
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- |
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| Goldstein Phillip |
|
• • – |
2018-10-03 |
4 |
S |
$9.51 |
$85,923 |
I/I |
(9,035) |
516,403 |
|
- |
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| Goldstein Phillip |
|
• • – |
2018-10-02 |
4 |
S |
$9.58 |
$134,522 |
I/I |
(14,042) |
525,438 |
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- |
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58 Records found
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Page 1 of 3 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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