| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,730,000 |
| Market
Cap: |
161.70(M) |
| Last
Volume: |
196,232 |
Avg
Vol: |
58,735 |
| 52
Week Range: |
$9.12 - $9.12 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Goldstein Phillip |
|
• • – |
2018-10-01 |
4 |
S |
$9.61 |
$46,253 |
I/I |
(4,813) |
539,480 |
|
- |
|
| Goldstein Phillip |
|
• • – |
2018-09-25 |
4 |
S |
$9.75 |
$65,325 |
I/I |
(6,700) |
544,293 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-09-24 |
4 |
S |
$9.78 |
$34,338 |
I/I |
(3,511) |
550,993 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-09-21 |
4 |
S |
$9.75 |
$51,587 |
I/I |
(5,291) |
554,504 |
|
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-07-10 |
4 |
B |
$9.36 |
$46,800 |
D/D |
5,000 |
984,932 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-04-12 |
4 |
B |
$10.06 |
$39,123 |
D/D |
3,889 |
979,932 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-03-29 |
4 |
B |
$9.99 |
$199,800 |
D/D |
20,000 |
976,043 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-03-27 |
4 |
B |
$10.01 |
$100,100 |
D/D |
10,000 |
956,043 |
0.01 |
- |
|
| Holtsberg Warren |
|
• • – |
2018-03-27 |
4 |
B |
$10.04 |
$10,040 |
D/D |
1,000 |
8,000 |
0.01 |
- |
|
| Hellerman Gerald |
|
• • – |
2018-03-26 |
4 |
B |
$9.97 |
$9,979 |
D/D |
1,000 |
65,000 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-03-22 |
4 |
B |
$10.13 |
$25,325 |
D/D |
2,500 |
946,043 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-03-19 |
4 |
B |
$10.12 |
$25,300 |
D/D |
2,500 |
943,543 |
0.01 |
- |
|
| Hellerman Gerald |
|
• • – |
2018-03-14 |
4 |
B |
$10.00 |
$10,000 |
D/D |
1,000 |
64,000 |
0.01 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2018-01-19 |
4 |
B |
$10.55 |
$105,500 |
D/D |
10,000 |
941,043 |
0.01 |
- |
|
| Goldstein Phillip |
|
• • – |
2017-08-23 |
4 |
D |
$10.40 |
$3,969,191 |
I/I |
(381,653) |
559,795 |
|
- |
|
| Goldstein Phillip |
|
• • – |
2017-08-23 |
4 |
D |
$10.40 |
$157,050 |
D/D |
(15,101) |
22,149 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2017-06-14 |
4 |
S |
$9.80 |
$23,358 |
I/I |
(2,384) |
941,448 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2017-06-13 |
4 |
S |
$9.82 |
$269,729 |
I/I |
(27,469) |
943,832 |
|
- |
|
| Dominianni Emilia |
Director |
– • – |
2016-11-30 |
4 |
A |
$0.00 |
$0 |
D/D |
882 |
58,766 |
|
- |
|
| Knapp Robert C |
Director |
– • – |
2016-10-13 |
4 |
A |
$0.00 |
$0 |
I/I |
47,981 |
368,746 |
|
- |
|
| Knapp Robert C |
Director |
– • – |
2016-10-12 |
4 |
B |
$8.71 |
$174,294 |
I/I |
20,000 |
320,765 |
2.1 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2015-12-08 |
4 |
D |
$0.00 |
$0 |
D/D |
(8,500) |
37,250 |
|
- |
|
| Knapp Robert C |
Director |
– • – |
2014-10-09 |
4 |
B |
$10.98 |
$109,837 |
I/I |
10,000 |
372,093 |
2.1 |
- |
|
| Knapp Robert C |
Director |
– • – |
2014-10-08 |
4 |
B |
$10.99 |
$198,041 |
I/I |
18,018 |
362,093 |
2.1 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2014-09-29 |
4 |
B |
$10.78 |
$18,865 |
D/D |
1,750 |
63,000 |
2.39 |
- |
|
58 Records found
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Page 2 of 3 |
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