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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
17,730,000 |
Market
Cap: |
161.70(M) |
Last
Volume: |
196,232 |
Avg
Vol: |
58,735 |
52
Week Range: |
$9.12 - $9.12 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Shewmaker Bruce W |
Managing Director |
|
2009-03-30 |
4 |
B |
$7.76 |
$3,880 |
D/D |
500 |
16,250 |
2.66 |
- |
|
Hellerman Gerald |
Director |
|
2009-03-30 |
4 |
B |
$7.82 |
$7,820 |
D/D |
1,000 |
50,630 |
2.39 |
- |
|
Shapiro Jaclyn L |
Vice President & Secretary |
|
2009-03-30 |
4 |
B |
$7.81 |
$4,296 |
D/D |
550 |
2,200 |
2.66 |
- |
|
Holtsberg Warren |
Director |
|
2009-03-27 |
4 |
B |
$8.50 |
$8,500 |
D/D |
1,000 |
7,000 |
2.39 |
- |
|
Taylor William E |
Director |
|
2009-03-27 |
4 |
B |
$8.77 |
$22,330 |
D/D |
2,525 |
40,530 |
2.39 |
- |
|
Shewmaker Bruce W |
Managing Director |
|
2009-03-23 |
4 |
GD |
$0.00 |
$0 |
D/D |
750 |
15,750 |
|
- |
|
Dominianni Emilia |
Director |
|
2009-03-13 |
4 |
B |
$8.29 |
$50,569 |
I/I |
6,100 |
30,458 |
2.1 |
- |
|
Hellerman Gerald |
Director |
|
2009-03-13 |
4 |
B |
$8.13 |
$16,260 |
D/D |
2,000 |
49,630 |
2.39 |
- |
|
Seidenberg Peter Faust |
Chief Financial Officer |
|
2009-03-13 |
4 |
B |
$8.30 |
$1,992 |
D/D |
240 |
3,693 |
2.66 |
- |
|
Shewmaker Bruce W |
Managing Director |
|
2009-03-13 |
4 |
B |
$8.00 |
$12,155 |
D/D |
1,500 |
16,500 |
2.74 |
- |
|
Obus Nelson |
10% Owner |
|
2009-03-05 |
4 |
B |
$6.60 |
$33,000 |
D/D |
5,000 |
2,593,500 |
2.37 |
- |
|
Shapiro Jaclyn L |
Vice President & Secretary |
|
2009-01-08 |
4 |
B |
$11.00 |
$3,300 |
D/D |
300 |
1,650 |
2.66 |
- |
|
Schuenke Scott |
CCO |
|
2009-01-08 |
4 |
B |
$10.99 |
$2,473 |
D/D |
225 |
1,575 |
2.66 |
- |
|
Shewmaker Bruce W |
Managing Director |
|
2009-01-02 |
4 |
B |
$10.85 |
$43,800 |
D/D |
4,000 |
14,946 |
2.74 |
- |
|
Landes Joshua |
10% Owner |
|
2008-11-14 |
4 |
B |
$10.57 |
$61,306 |
I/I |
5,800 |
2,588,500 |
1.5 |
- |
|
Landes Joshua |
10% Owner |
|
2008-11-14 |
4 |
B |
$10.57 |
$44,394 |
D/D |
4,200 |
2,588,500 |
2.37 |
- |
|
Landes Joshua |
10% Owner |
|
2008-11-04 |
4 |
B |
$11.98 |
$224,026 |
I/I |
18,700 |
2,578,500 |
1.5 |
- |
|
Landes Joshua |
10% Owner |
|
2008-11-03 |
4 |
B |
$12.46 |
$37,380 |
I/I |
3,000 |
2,578,500 |
1.5 |
- |
|
Knapp Robert C |
Director |
|
2008-10-13 |
4 |
B |
$13.00 |
$325,000 |
D/D |
25,000 |
453,372 |
2.39 |
- |
|
Knapp Robert C |
Director |
|
2008-10-10 |
4 |
B |
$11.00 |
$275,000 |
D/D |
25,000 |
428,372 |
2.39 |
- |
|
Hellerman Gerald |
Director |
|
2008-10-09 |
4 |
B |
$11.21 |
$22,410 |
D/D |
2,000 |
46,678 |
2.39 |
- |
|
Knapp Robert C |
Director |
|
2008-10-09 |
4 |
B |
$11.00 |
$275,000 |
D/D |
25,000 |
403,372 |
2.39 |
- |
|
Landes Joshua |
10% Owner |
|
2008-10-08 |
4 |
B |
$10.98 |
$54,900 |
I/I |
5,000 |
2,556,800 |
1.5 |
- |
|
Landes Joshua |
10% Owner |
|
2008-10-07 |
4 |
B |
$12.24 |
$266,832 |
I/I |
21,800 |
2,556,800 |
1.5 |
- |
|
Landes Joshua |
10% Owner |
|
2008-10-07 |
4 |
B |
$12.24 |
$100,368 |
D/D |
8,200 |
2,556,800 |
2.45 |
- |
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403 Records found
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Page 6 of 17 |
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