| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,730,000 |
| Market
Cap: |
161.70(M) |
| Last
Volume: |
196,232 |
Avg
Vol: |
58,735 |
| 52
Week Range: |
$9.12 - $9.12 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Taylor William E |
Director |
– • – |
2008-02-21 |
4 |
B |
$15.13 |
$90,954 |
D/D |
6,000 |
32,651 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2008-02-20 |
4 |
B |
$15.29 |
$152,900 |
D/D |
10,000 |
285,950 |
2.39 |
- |
|
| Holtsberg Warren |
Director |
– • – |
2008-02-19 |
4 |
B |
$15.20 |
$30,414 |
D/D |
2,000 |
5,500 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2008-02-19 |
4 |
B |
$15.17 |
$227,550 |
D/D |
15,000 |
275,950 |
2.39 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2008-02-13 |
4 |
B |
$15.50 |
$736,793 |
D/D |
47,535 |
509,179 |
2.81 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2008-02-12 |
4 |
B |
$15.19 |
$37,443 |
D/D |
2,465 |
461,644 |
2.81 |
- |
|
| Knapp Robert C |
Director |
– • – |
2008-02-11 |
4 |
B |
$15.00 |
$37,500 |
D/D |
2,500 |
260,950 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2008-02-08 |
4 |
B |
$15.00 |
$337,500 |
D/D |
22,500 |
258,450 |
2.39 |
- |
|
| Schuenke Scott |
Chief Compliance Officer |
• – – |
2008-02-06 |
4 |
B |
$14.80 |
$4,884 |
D/D |
330 |
986 |
2.66 |
- |
|
| Shapiro Jaclyn L |
Vice President & Secretary |
• – – |
2008-02-06 |
4 |
B |
$14.76 |
$2,952 |
D/D |
200 |
1,350 |
2.66 |
- |
|
| Dominianni Emilia |
Director |
– • – |
2008-02-06 |
4 |
B |
$14.93 |
$74,650 |
I/I |
5,000 |
20,831 |
2.1 |
- |
|
| Knapp Robert C |
Director |
– • – |
2008-02-06 |
4 |
B |
$14.76 |
$361,620 |
D/D |
24,500 |
235,950 |
2.39 |
- |
|
| Shewmaker Bruce W |
Managing Director |
• – – |
2008-02-06 |
4 |
B |
$14.71 |
$73,550 |
D/D |
5,000 |
10,821 |
2.74 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2008-02-06 |
4 |
B |
$14.76 |
$103,320 |
D/D |
7,000 |
38,687 |
2.39 |
- |
|
| Seidenberg Peter Faust |
Chief Financial Officer |
• – – |
2008-02-06 |
4 |
B |
$14.80 |
$9,990 |
D/D |
675 |
3,000 |
2.74 |
- |
|
| Shewmaker Bruce W |
Managing Director |
• – – |
2007-09-18 |
4 |
B |
$17.52 |
$17,735 |
D/D |
1,000 |
5,751 |
2.74 |
- |
|
| Holtsberg Warren |
Director |
– • – |
2007-09-18 |
4 |
B |
$17.37 |
$17,379 |
D/D |
1,000 |
3,500 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2007-09-17 |
4 |
B |
$17.00 |
$54,517 |
D/D |
3,200 |
208,941 |
2.39 |
- |
|
| Dominianni Emilia |
Director |
– • – |
2007-09-17 |
4 |
B |
$17.04 |
$34,080 |
I/I |
2,000 |
15,642 |
2.1 |
- |
|
| Knapp Robert C |
Director |
– • – |
2007-09-14 |
4 |
B |
$17.14 |
$382,222 |
D/D |
22,300 |
205,741 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2007-09-14 |
4 |
B |
$17.00 |
$29,750 |
D/D |
1,750 |
31,219 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2007-09-13 |
4 |
B |
$17.05 |
$306,900 |
D/D |
18,000 |
183,441 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2007-09-12 |
4 |
B |
$16.85 |
$117,950 |
D/D |
7,000 |
165,441 |
2.39 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2007-09-12 |
4 |
B |
$17.19 |
$85,950 |
D/D |
5,000 |
452,525 |
2.81 |
- |
|
| Tokavz Michael T |
Chairman |
• • – |
2007-09-11 |
4 |
B |
$16.84 |
$353,640 |
D/D |
21,000 |
447,525 |
2.81 |
- |
|
403 Records found
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Page 8 of 17 |
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