| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,730,000 |
| Market
Cap: |
161.70(M) |
| Last
Volume: |
196,232 |
Avg
Vol: |
58,735 |
| 52
Week Range: |
$9.12 - $9.12 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schuenke Scott |
Chief Compliance Officer |
• – – |
2007-09-11 |
4 |
B |
$16.58 |
$4,915 |
D/D |
295 |
646 |
2.66 |
- |
|
| Shewmaker Bruce W |
Managing Director |
• – – |
2007-06-22 |
4 |
B |
$19.84 |
$19,840 |
D/D |
1,000 |
4,720 |
2.74 |
- |
|
| Dominianni Emilia |
Director |
– • – |
2007-06-21 |
4/A |
B |
$19.48 |
$19,498 |
I/I |
1,000 |
13,549 |
2.1 |
- |
|
| Dominianni Emilia |
Director |
– • – |
2007-06-21 |
4 |
B |
$19.48 |
$19,498 |
I/I |
1,000 |
13,548,755 |
2.1 |
- |
|
| Taylor William E |
Director |
– • – |
2007-06-18 |
4 |
B |
$19.50 |
$99,996 |
D/D |
5,128 |
26,027 |
2.39 |
- |
|
| Holtsberg Warren |
Director |
– • – |
2007-06-18 |
4 |
B |
$19.54 |
$39,080 |
D/D |
2,000 |
2,500 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2007-06-15 |
4 |
B |
$19.49 |
$89,654 |
D/D |
4,600 |
29,252 |
2.39 |
- |
|
| Shapiro Jaclyn L |
Vice President & Secretary |
• – – |
2007-06-15 |
4 |
B |
$19.39 |
$2,909 |
D/D |
150 |
1,150 |
2.66 |
- |
|
| Holtsberg Warren |
Director |
– • – |
2007-04-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
500 |
|
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-13 |
4/A |
B |
$0.00 |
$0 |
I/I |
0 |
0 |
1.42 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2007-03-13 |
4 |
B |
$15.82 |
$914,396 |
I/I |
57,800 |
3,111,800 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-13 |
4 |
B |
$15.80 |
$913,026 |
I/I |
57,800 |
3,111,800 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-12 |
4/A |
B |
$0.00 |
$0 |
I/I |
0 |
0 |
1.42 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2007-03-12 |
4 |
B |
$15.87 |
$266,616 |
I/I |
16,800 |
3,054,000 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-12 |
4 |
B |
$15.87 |
$266,616 |
I/I |
16,800 |
3,054,000 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-06 |
4/A |
B |
$0.00 |
$0 |
I/I |
0 |
0 |
1.42 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2007-03-06 |
4/A |
B |
$15.87 |
$6,348 |
I/I |
400 |
3,037,200 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-06 |
4 |
B |
$15.85 |
$6,340 |
I/I |
400 |
3,037,200 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-05 |
4/A |
B |
$0.00 |
$0 |
I/I |
0 |
0 |
1.42 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2007-03-05 |
4/A |
B |
$15.80 |
$395,000 |
I/I |
25,000 |
3,036,800 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-03-05 |
4 |
B |
$15.78 |
$394,470 |
I/I |
25,000 |
3,036,800 |
1.5 |
- |
|
| Seidenberg Peter Faust |
officerTitle |
• – – |
2007-03-01 |
4 |
AB |
$15.90 |
$4,929 |
D/D |
310 |
2,260 |
|
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-02-23 |
4/A |
B |
$0.00 |
$0 |
I/I |
0 |
0 |
1.42 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2007-02-23 |
4/A |
B |
$16.25 |
$6,500,000 |
I/I |
400,000 |
3,011,800 |
1.5 |
- |
|
| Cannell Capital Llc |
10% Owner |
– – • |
2007-02-23 |
4 |
B |
$16.25 |
$6,500,000 |
I/I |
400,000 |
3,011,800 |
1.5 |
- |
|
403 Records found
|
|
Page 9 of 17 |
|
|
