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Neuberger Berman CA Interm Muni (NBW) |
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$9.49 0.00 (0.00%) as of 4:30 Fri 10/20
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Download |
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| Exchange: |
American Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
5,551,000 |
| Market
Cap: |
52.68(M) |
| Last
Volume: |
15,623 |
Avg
Vol: |
15,417 |
| 52
Week Range: |
$9.48 - $10.98 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Neuberger Berman California Municipal Fund is a closed-end diversified investment management company. The Fund's investment objective is to provide a high level of current income exempt from regular federal income tax and, for each state-specific Fund, a high level of current income exempt from that state's personal income taxes. As of Oct 31 2017, the Fund's total assets were $144,006,000 and the investment portfolio totaled $141,824,000.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Banc Of America Preferred Funding Corp |
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• • • |
2023-10-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(457) |
0 |
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- |
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| Weinstein Boaz |
10% Owner |
– – • |
2023-10-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
572,334 |
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-4% |
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| Banc Of America Preferred Funding Corp |
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• • • |
2022-11-09 |
4 |
D |
$0.00 |
$0 |
I/I |
(55) |
457 |
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- |
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| Banc Of America Preferred Funding Corp |
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• • • |
2022-08-15 |
4 |
D |
$0.00 |
$0 |
I/I |
(38) |
512 |
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- |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-11-05 |
4 |
S |
$14.00 |
$6,076 |
I/I |
(434) |
0 |
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12% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-11-02 |
4 |
S |
$14.00 |
$2,492 |
I/I |
(178) |
150 |
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10% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-11-01 |
4 |
S |
$14.00 |
$5,600 |
I/I |
(400) |
200 |
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11% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-10-20 |
4 |
S |
$14.00 |
$6,244 |
I/I |
(446) |
300 |
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7% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-10-19 |
4 |
S |
$14.00 |
$3,934 |
I/I |
(281) |
450 |
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7% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-10-18 |
4 |
S |
$14.02 |
$67,350 |
I/I |
(4,803) |
550 |
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7% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-10-15 |
4 |
S |
$14.02 |
$21,456 |
I/I |
(1,530) |
2,000 |
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8% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2021-10-14 |
4 |
S |
$14.10 |
$3,215 |
I/I |
(228) |
2,450 |
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9% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2020-03-17 |
4 |
B |
$13.02 |
$127,552 |
D/D |
9,800 |
16,000 |
0.01 |
9% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2020-03-16 |
4 |
B |
$12.75 |
$39,706 |
D/D |
3,114 |
6,200 |
0.01 |
6% |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2020-03-13 |
4 |
B |
$13.09 |
$40,395 |
D/D |
3,086 |
3,086 |
0.01 |
- |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2020-03-03 |
4 |
B |
$14.47 |
$68,007 |
I/I |
4,700 |
2,500 |
0.01 |
-9% |
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| Banc Of America Preferred Funding Corp |
10% Owner |
– – • |
2019-04-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(40) |
550 |
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- |
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| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2018-11-29 |
4 |
A |
$0.00 |
$0 |
I/I |
245 |
590 |
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- |
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| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2018-11-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(245) |
590 |
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- |
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| Tank Bradley |
CIO of Adviser of Issuer |
• • – |
2017-12-11 |
4 |
B |
$13.83 |
$99,741 |
I/I |
7,200 |
3,600 |
0.01 |
- |
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| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2014-07-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,132) |
0 |
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- |
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| Bank Of America Corp /de/ |
10% Owner |
– – • |
2014-06-30 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
590 |
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- |
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| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2014-06-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
590 |
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23 Records found
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Page 1 of 1 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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