| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
90,370,000 |
| Market
Cap: |
289.18(M) |
| Last
Volume: |
191,324 |
Avg
Vol: |
190,790 |
| 52
Week Range: |
$2.86 - $3.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Virtus Convertible & Income Fund is registered as a diversified, closed-end management investment company. The Fund's objective is to provide total return through a combination of capital appreciation and high current income. The Fund attempts to achieve this objective by investing in a portfolio of convertible securities and non-convertible income-producing securities.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oberto David J. |
Portfolio Manager |
– – – |
2023-10-06 |
4 |
D |
$3.05 |
$423 |
D/D |
(139) |
0 |
|
- |
|
| Metlife Investment Advisors Company, Llc |
|
– – • |
2023-05-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
600,000 |
|
-6% |
|
| Metlife Investment Advisors Company, Llc |
|
– – • |
2023-05-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,040,000 |
|
-6% |
|
| Ubs Group Ag |
10% Owner |
– – • |
2022-11-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(8,056) |
0 |
|
- |
|
| Zoullas Deborah A |
Director |
– • – |
2022-03-03 |
4 |
B |
$5.03 |
$4,975 |
D/D |
989 |
989 |
2.31 |
-29% |
|
| Oberto David J. |
Portfolio ManagerOfficer |
• – – |
2022-03-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
111 |
|
-30% |
|
| Mclaughlin Phillip R |
Director |
– • – |
2022-02-25 |
4 |
B |
$4.95 |
$10,385 |
D/D |
2,100 |
2,100 |
2.39 |
-25% |
|
| Zino Brian T |
Director |
– • – |
2022-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,500 |
|
-35% |
|
| Aylward George R Jr |
President and CEO |
• • – |
2021-12-21 |
4 |
B |
$5.67 |
$49,997 |
D/D |
8,821 |
8,821 |
2.81 |
-22% |
|
| Macleod James S |
Director |
– • – |
2021-10-01 |
4 |
B |
$5.94 |
$76,636 |
D/D |
12,892 |
13,892 |
2.39 |
-13% |
|
| Drummond F Ford |
Director |
– • – |
2021-04-29 |
4 |
B |
$5.81 |
$9,964 |
D/D |
1,715 |
1,715 |
2.39 |
8% |
|
| Rappaport Alan |
Director |
– • – |
2021-04-27 |
4 |
B |
$5.86 |
$5,860 |
D/D |
1,000 |
2,000 |
2.39 |
6% |
|
| Ubs Group Ag |
10% Owner |
– – • |
2021-02-05 |
4 |
B |
$5.87 |
$2,643 |
I/I |
450 |
273,222 |
1.42 |
2% |
|
| Cogan Sarah E |
Director |
– • – |
2019-08-21 |
4 |
B |
$5.70 |
$10,259 |
D/D |
1,800 |
1,800 |
2.39 |
- |
|
| Ubs Group Ag |
10% Owner |
– – • |
2019-06-17 |
4 |
S |
$25.20 |
$731 |
I/I |
(29) |
59 |
|
- |
|
| Macleod James S |
Director |
– • – |
2017-12-20 |
4 |
B |
$7.06 |
$7,060 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Kass Justin |
Portfolio Manager |
– – – |
2017-06-27 |
4 |
S |
$6.98 |
$88,345 |
D/D |
(12,656) |
0 |
|
- |
|
| Kass Justin |
Portfolio Manager |
– – – |
2015-09-04 |
4 |
B |
$6.46 |
$19,368 |
D/D |
3,000 |
10,164 |
2.44 |
- |
|
| Ubs Group Ag |
10% Owner |
– – • |
2014-11-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,056 |
|
- |
|
| Ubs Ag |
10% Owner |
– – • |
2013-10-18 |
4 |
B |
$0.00 |
$0 |
I/I |
1 |
8,056 |
1.42 |
- |
|
| Ubs Ag |
10% Owner |
– – • |
2013-04-16 |
4 |
A |
$0.00 |
$0 |
I/I |
1 |
8,055 |
|
- |
|
| Ubs Ag |
10% Owner |
– – • |
2013-01-29 |
4 |
A |
$0.00 |
$0 |
I/I |
1 |
8,054 |
|
- |
|
| Ubs Ag |
10% Owner |
– – • |
2012-07-25 |
4 |
A |
$0.00 |
$0 |
I/I |
3 |
8,053 |
|
- |
|
| Kass Justin |
Portfolio Manager |
– – – |
2011-09-07 |
4 |
B |
$8.86 |
$39,903 |
D/D |
4,500 |
4,500 |
2.44 |
- |
|
| Kass Justin |
Portfolio Manager |
– – – |
2011-03-04 |
4 |
S |
$11.07 |
$206,008 |
D/D |
(18,610) |
0 |
|
- |
|
53 Records found
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Page 1 of 3 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.02 (0.63%) 
