| |
| |
| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
12,438,000 |
| Market
Cap: |
40.42(M) |
| Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
| 52
Week Range: |
$3.2501 - $3.2501 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Fagenson Robert B |
Director |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$1,322,783 |
D/D |
(407,010) |
0 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$412,864 |
D/D |
(127,035) |
0 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$767,146 |
D/D |
(236,045) |
127,035 |
|
- |
|
| Hume Daniel |
Director |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$201,991 |
D/D |
(62,151) |
0 |
|
- |
|
| Creagh Barbara |
Director |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$54,168 |
D/D |
(16,667) |
0 |
|
- |
|
| Gary Jeff |
Director |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$54,168 |
D/D |
(16,667) |
0 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$245,785 |
D/D |
(75,626) |
0 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$385,132 |
D/D |
(118,502) |
0 |
|
- |
|
| Singer Michael Evan |
Director |
• • – |
2021-02-25 |
4 |
D |
$3.25 |
$108,540 |
D/D |
(33,397) |
0 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2021-01-03 |
4/A |
OE |
$0.00 |
$0 |
D/D |
78,125 |
441,205 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2021-01-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
78,125 |
457,469 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-12-31 |
4 |
D |
$1.79 |
$20,216 |
D/D |
(11,294) |
118,502 |
|
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-12-31 |
4 |
D |
$1.79 |
$29,113 |
D/D |
(16,264) |
363,080 |
|
- |
|
| Desena John C. |
Chief Operating Officer |
• • – |
2020-12-31 |
4 |
D |
$1.79 |
$12,131 |
D/D |
(6,777) |
75,626 |
|
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-29 |
4 |
B |
$2.71 |
$599 |
I/I |
221 |
1,729,809 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-28 |
4 |
B |
$2.71 |
$34,788 |
I/I |
12,837 |
1,729,588 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-24 |
4 |
B |
$2.63 |
$14,212 |
I/I |
5,400 |
1,716,751 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-16 |
4 |
B |
$2.70 |
$4,376 |
I/I |
1,621 |
1,711,351 |
1.42 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-09 |
4 |
B |
$2.70 |
$46,814 |
I/I |
17,313 |
1,709,730 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-12-08 |
4 |
B |
$2.62 |
$313,592 |
I/I |
119,541 |
1,692,417 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-11-17 |
4 |
B |
$2.69 |
$55,879 |
I/I |
20,769 |
1,573,238 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-11-16 |
4 |
B |
$2.60 |
$26,474 |
I/I |
9,972 |
1,552,469 |
1.5 |
- |
|
| Asher Daniel |
10% Owner |
– – • |
2020-11-13 |
4 |
B |
$2.53 |
$467,673 |
I/I |
184,079 |
1,542,497 |
1.5 |
- |
|
| Mullen Michael A |
CEO and Chairman of the Board |
• • – |
2020-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,585 |
379,344 |
|
- |
|
| Worman Glenn C. |
President and CFO |
• • – |
2020-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
37,212 |
129,796 |
|
- |
|
146 Records found
|
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Page 1 of 6 |
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