| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
96,830,000 |
| Market
Cap: |
1.22(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$11.97 - $13.21 |
|
| Level
I Sector: |
Conglomerates |
| Level
II Sector: |
Conglomerates |
| Level
III Sector: |
Conglomerates |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile New Mountain Finance is a closed-end, non-diversified management investment company that is engaged in the sourcing and origination of debt securities at various levels of the capital structure, including first and second lien debt, notes, bonds and mezzanine securities. In some cases, Co.'s investments may also include equity interests. Co. makes investments through both primary originations and open-market secondary purchases.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
418,627 |
| Total Buy Value |
$0 |
$0 |
$0 |
$4,980,785 |
| Total People Bought |
0 |
0 |
0 |
8 |
| Total Buy Transactions |
0 |
0 |
0 |
15 |
| Total Shares Sold |
1,238 |
1,238 |
1,253 |
1,253 |
| Total Sell Value |
$15,541 |
$15,541 |
$15,734 |
$15,734 |
| Total People Sold |
1 |
1 |
2 |
2 |
| Total Sell Transactions |
1 |
1 |
2 |
2 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Wolfgruber Kurt |
Director |
– • – |
2013-11-19 |
4 |
B |
$14.47 |
$36,185 |
D/D |
2,500 |
20,535 |
2.39 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2013-09-12 |
4 |
B |
$14.44 |
$50,540 |
D/D |
3,500 |
62,093 |
2.74 |
- |
|
| Cordova David M |
CFO & Treasurer |
• – – |
2013-08-19 |
4 |
B |
$14.50 |
$7,250 |
D/D |
500 |
1,012 |
2.74 |
- |
|
| Kline John |
COO and EVP |
• – – |
2013-08-15 |
4 |
B |
$14.58 |
$43,740 |
D/D |
3,000 |
16,133 |
2.74 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2013-08-13 |
4 |
B |
$14.69 |
$21,842 |
D/D |
1,485 |
58,451 |
2.74 |
- |
|
| Hamwee Robert |
CEO, President and Director |
• • – |
2013-08-13 |
4 |
B |
$14.74 |
$26,915 |
D/D |
1,826 |
121,707 |
2.81 |
- |
|
| Weinstein Adam |
EVP, CAO and Director |
• • – |
2013-08-13 |
4 |
B |
$14.65 |
$35,160 |
D/D |
2,400 |
23,611 |
2.81 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2013-08-12 |
4 |
B |
$14.57 |
$103,078 |
D/D |
7,075 |
56,966 |
2.74 |
- |
|
| Hamwee Robert |
CEO, President and Director |
• • – |
2013-08-12 |
4 |
B |
$14.64 |
$192,906 |
D/D |
13,174 |
119,881 |
2.81 |
- |
|
| Cordova David M |
CFO & Treasurer |
• – – |
2013-05-31 |
4 |
B |
$15.25 |
$7,625 |
D/D |
500 |
500 |
2.74 |
- |
|
| Ogens David |
Director |
– • – |
2013-05-23 |
4 |
B |
$15.10 |
$90,600 |
D/D |
6,000 |
18,680 |
2.39 |
- |
|
| Malpass David |
Director |
– • – |
2013-05-22 |
4 |
B |
$15.28 |
$18,340 |
D/D |
1,200 |
63,711 |
2.39 |
- |
|
| Malpass David |
Director |
– • – |
2013-05-21 |
4 |
B |
$15.21 |
$24,336 |
D/D |
1,600 |
62,511 |
2.39 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2012-12-14 |
4 |
B |
$14.49 |
$94,157 |
I/I |
6,500 |
6,500 |
1.99 |
- |
|
| Malpass David |
Director |
– • – |
2012-12-13 |
4 |
B |
$14.21 |
$92,435 |
D/D |
6,500 |
60,911 |
2.39 |
- |
|
| Malpass David |
Director |
– • – |
2012-12-12 |
4 |
B |
$14.27 |
$64,215 |
D/D |
4,500 |
54,411 |
2.39 |
- |
|
| Hurley Alfred F Jr |
Director |
– • – |
2012-12-07 |
4 |
B |
$14.50 |
$101,500 |
D/D |
7,000 |
14,801 |
2.39 |
- |
|
| Weinstein Adam |
CFO and Director |
• • – |
2012-11-14 |
4 |
B |
$13.80 |
$34,500 |
D/D |
2,500 |
19,590 |
2.81 |
- |
|
| Kline John |
Section 16 Officer |
• – – |
2012-11-13 |
4 |
B |
$14.17 |
$37,714 |
D/D |
2,650 |
12,541 |
2.74 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2012-11-12 |
4 |
B |
$14.29 |
$35,726 |
D/D |
2,500 |
48,580 |
2.74 |
- |
|
| Ogens David |
Director |
– • – |
2012-11-12 |
4 |
B |
$14.39 |
$14,390 |
D/D |
1,000 |
12,000 |
2.39 |
- |
|
| Malpass David |
Director |
– • – |
2012-11-12 |
4 |
B |
$14.27 |
$12,700 |
D/D |
890 |
23,340 |
2.39 |
- |
|
| Hamwee Robert |
CEO, President and Director |
• • – |
2012-11-09 |
4 |
B |
$14.57 |
$145,700 |
D/D |
10,000 |
100,151 |
2.81 |
- |
|
| Malpass David |
Director |
– • – |
2012-11-09 |
4 |
B |
$14.15 |
$93,399 |
D/D |
6,500 |
26,571 |
2.39 |
- |
|
| Stone James |
Section 16 Officer |
• – – |
2012-09-07 |
4 |
B |
$14.65 |
$153,984 |
D/D |
10,500 |
45,721 |
2.74 |
- |
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265 Records found
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Page 9 of 11 |
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