| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
38,622,000 |
| Market
Cap: |
177.66(M) |
| Last
Volume: |
299,302 |
Avg
Vol: |
336,513 |
| 52
Week Range: |
$4.43 - $4.66 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Nuveen Senior Income Fund is registered as a diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income, consistent with capital preservation. The Fund invests at least 80% of its managed assets in adjustable rate senior loans.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
38,923 |
| Total Buy Value |
$0 |
$0 |
$0 |
$187,305 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Caraher Scott C. |
Portfolio Manager |
• • – |
2022-11-18 |
4 |
B |
$4.81 |
$187,305 |
D/D |
38,923 |
62,923 |
2.44 |
-3% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2022-02-25 |
4 |
B |
$5.65 |
$56,487 |
D/D |
10,000 |
24,000 |
2.44 |
-14% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2021-04-29 |
4 |
B |
$5.57 |
$66,817 |
D/D |
12,000 |
14,000 |
2.44 |
6% |
|
| Toronto Dominion Bank |
|
– – • |
2020-10-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
40,000 |
|
9% |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2018-10-03 |
4 |
B |
$6.52 |
$13,040 |
D/D |
2,000 |
2,000 |
2.44 |
- |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2017-12-29 |
4 |
S |
$6.55 |
$8,846 |
D/D |
(1,350) |
520 |
|
- |
|
| Jones Nathaniel T. |
Vice President and Treasurer |
• • – |
2017-01-04 |
4 |
B |
$6.88 |
$12,876 |
D/D |
1,870 |
1,870 |
2.74 |
- |
|
| Citigroup Inc |
10% Owner |
– – • |
2016-11-22 |
4 |
D |
$100,000.00 |
$45,000,000 |
I/I |
(450) |
0 |
|
- |
|
| Citigroup Inc |
10% Owner |
– – • |
2016-03-29 |
4 |
D |
$100,000.00 |
$13,000,000 |
I/I |
(130) |
450 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-12-29 |
4 |
S |
$5.67 |
$230,755 |
D/D |
(40,638) |
0 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-03-05 |
4 |
B |
$6.71 |
$33,541 |
D/D |
5,000 |
40,638 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-03-02 |
4 |
B |
$6.63 |
$26,585 |
D/D |
4,000 |
35,638 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-02-23 |
4 |
B |
$6.68 |
$26,706 |
D/D |
4,000 |
31,638 |
2.81 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-02-12 |
4 |
B |
$6.53 |
$26,120 |
D/D |
4,000 |
27,638 |
2.81 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-02-04 |
4 |
B |
$6.47 |
$15,125 |
D/D |
2,338 |
23,638 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2015-02-03 |
4 |
B |
$6.48 |
$32,389 |
D/D |
5,000 |
21,300 |
2.44 |
- |
|
| Caraher Scott C. |
Portfolio Manager |
• • – |
2014-07-01 |
4 |
B |
$7.01 |
$42,054 |
D/D |
6,000 |
16,300 |
2.44 |
- |
|
| Citigroup Inc |
10% Owner |
– – • |
2013-12-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
580 |
|
- |
|
| Evans Jack |
Director |
• • – |
2013-12-30 |
4 |
S |
$7.05 |
$70,517 |
I/I |
(10,000) |
0 |
|
- |
|
| Caraher Scott C. |
Portfolio Manager |
– – – |
2012-05-23 |
4 |
S |
$7.04 |
$56,320 |
D/D |
(8,000) |
10,300 |
|
- |
|
| Caraher Scott C. |
|
– – – |
2012-03-22 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
23,300 |
|
- |
|
| Toth Terence J |
Director |
– • – |
2011-08-22 |
4 |
S |
$6.18 |
$79,506 |
D/D |
(12,865) |
0 |
|
- |
|
| Toth Terence J |
Director |
– • – |
2010-10-12 |
4 |
S |
$7.17 |
$12,497 |
D/D |
(1,743) |
12,865 |
|
- |
|
| Ubs Ag |
Former 10% owner |
– – – |
2009-10-31 |
5 |
D |
$0.00 |
$0 |
I/I |
(183) |
0 |
|
- |
|
| Toth Terence J |
Director |
– • – |
2009-09-04 |
4 |
B |
$5.26 |
$9,994 |
D/D |
1,900 |
14,608 |
2.39 |
- |
|
35 Records found
|
|
Page 1 of 2 |
|
|
