| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
240,992,000 as of 6/30 |
| Market
Cap: |
13.78(B) |
| Last
Volume: |
1,418,378 |
Avg
Vol: |
1,579,936 |
| 52
Week Range: |
$41.475 - $57.18 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Banking |
| Level
III Sector: |
Domestic Regional Banks |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 312 |
| Guru Rank Value : 4.1 |
| Guru Occurances : 3 |
|
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|
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|
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Company Profile Northern Trust is a financial holding company. Through its subsidiaries, Co. provides asset servicing, fund administration, asset management, fiduciary and banking services for corporations, institutions, families and individuals worldwide. Co. has two primary business units: Corporate and Institutional Services, which provides asset servicing, securities lending, brokerage, banking and related services; and Personal Financial Services, which provides, among others, personal trust, investment management, philanthropic services, financial consulting, and guardianship and estate administration. As of Dec 31 2011, Co. had total assets of $100.22 billion and deposits of $82.68 billion.
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
328,865 |
505,417 |
542,215 |
607,964 |
| Total Sell Value |
$18,494,118 |
$27,672,377 |
$29,445,739 |
$32,263,955 |
| Total People Sold |
8 |
10 |
11 |
13 |
| Total Sell Transactions |
18 |
27 |
31 |
35 |
| End Date |
2013-02-17 |
2012-11-16 |
2012-05-18 |
2011-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Bowman Biff |
Executive Vice President &Head |
• – – |
2013-05-17 |
4 |
OE |
$44.47 |
$266,790 |
D/D |
6,000 |
17,122 |
|
- |
|
| Bowman Biff |
Executive Vice President &Head |
• – – |
2013-05-17 |
4 |
AS |
$58.25 |
$349,500 |
D/D |
(6,000) |
11,122 |
|
- |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-17 |
4 |
OE |
$44.47 |
$222,325 |
I/I |
5,000 |
32,061 |
|
- |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-17 |
4 |
AS |
$58.00 |
$290,000 |
I/I |
(5,000) |
27,061 |
|
- |
|
| Fradkin Steven L |
President/C&IS |
• – – |
2013-05-17 |
4 |
OE |
$44.47 |
$2,860,154 |
I/I |
60,834 |
93,320 |
|
- |
|
| Fradkin Steven L |
President/C&IS |
• – – |
2013-05-17 |
4 |
AS |
$57.71 |
$3,510,663 |
I/I |
(60,834) |
65,820 |
|
- |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-15 |
4 |
OE |
$44.47 |
$222,325 |
I/I |
5,000 |
32,061 |
|
- |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-15 |
4 |
AS |
$57.00 |
$285,000 |
I/I |
(5,000) |
27,061 |
|
0% |
|
| Potter Stephen N |
President NTGI |
• – – |
2013-05-15 |
4 |
OE |
$44.47 |
$1,333,950 |
I/I |
30,000 |
62,911 |
|
- |
|
| Potter Stephen N |
President NTGI |
• – – |
2013-05-15 |
4 |
AS |
$57.02 |
$1,710,600 |
I/I |
(30,000) |
32,911 |
|
0% |
|
| Waddell Frederick H |
Chairman and CEO |
• • – |
2013-05-15 |
4 |
OE |
$49.12 |
$1,473,600 |
I/I |
30,000 |
86,452 |
|
- |
|
| Waddell Frederick H |
Chairman and CEO |
• • – |
2013-05-15 |
4 |
AS |
$57.02 |
$1,710,618 |
I/I |
(30,000) |
56,452 |
|
0% |
|
| Welsh Kelly R |
EVP & General Counsel |
• – – |
2013-05-15 |
4 |
OE |
$44.47 |
$2,351,263 |
I/I |
50,000 |
68,865 |
|
- |
|
| Welsh Kelly R |
EVP & General Counsel |
• – – |
2013-05-15 |
4 |
AS |
$56.99 |
$2,849,562 |
I/I |
(50,000) |
46,365 |
|
0% |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-14 |
4 |
OE |
$44.47 |
$222,325 |
I/I |
5,000 |
32,061 |
|
- |
|
| St Clair Joyce |
President/O & T |
• – – |
2013-05-14 |
4 |
AS |
$56.00 |
$280,000 |
I/I |
(5,000) |
27,061 |
|
1% |
|
| Kukla Richard D. |
Controller |
• – – |
2013-04-29 |
4 |
S |
$53.11 |
$106,214 |
D/D |
(2,000) |
28,031 |
|
-7% |
|
| Waddell Frederick H |
Chairman and CEO |
• • – |
2013-04-25 |
4 |
GD |
$0.00 |
$0 |
I/I |
855 |
56,452 |
|
- |
|
| Schreuder Jana R |
President / PFS |
• – – |
2013-04-24 |
4 |
GD |
$0.00 |
$0 |
I/I |
191 |
11,415 |
|
- |
|
| Schreuder Jana R |
President / PFS |
• – – |
2013-04-22 |
4 |
GD |
$0.00 |
$0 |
I/I |
112 |
11,606 |
|
- |
|
| Potter Stephen N |
President NTGI |
• – – |
2013-04-18 |
4 |
S |
$52.54 |
$348,560 |
I/I |
(6,634) |
32,911 |
|
-10% |
|
| Fradkin Steven L |
President/C&IS |
• – – |
2013-04-18 |
4 |
OE |
$49.12 |
$818,634 |
I/I |
16,666 |
83,566 |
|
- |
|
| Fradkin Steven L |
President/C&IS |
• – – |
2013-04-18 |
4 |
S |
$52.25 |
$870,744 |
I/I |
(16,666) |
65,820 |
|
-10% |
|
| Fradkin Steven L |
President/C&IS |
• – – |
2013-04-18 |
4/A |
OE |
$49.12 |
$818,634 |
I/I |
16,666 |
82,486 |
|
- |
|
| Prado Becerra Jose Luis |
Director |
– • – |
2013-04-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,872 |
1,872 |
|
- |
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1067 Records found
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Page 1 of 43 |
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