| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
13,410,000 |
| Market
Cap: |
126.79(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.18 - $12.33 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile OFS Capital is an externally managed, closed-end, non-diversified management investment company. Co.'s investment objective is to provide its stockholders with both income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments primarily in middle-market companies principally in the United States.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oi3, Llc |
10% Owner |
– – • |
2023-06-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
|
6% |
|
| Orchard First Source Asset Management Holdings, Ll |
10% Owner |
– – • |
2023-01-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,946,474 |
|
-4% |
|
| Orchard First Source Asset Management, Llc |
10% Owner |
– – • |
2023-01-09 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,946,474) |
0 |
|
- |
|
| Oi3 2019 Trust |
10% Owner |
– – • |
2021-09-15 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
|
-6% |
|
| Porter Mukya |
Chief Compliance Officer |
• – – |
2020-11-17 |
4 |
B |
$5.66 |
$1,189 |
D/D |
210 |
210 |
2.66 |
58% |
|
| Owen Jeffery S. |
Chief Accounting Officer |
• – – |
2020-11-16 |
4 |
B |
$5.79 |
$69,191 |
D/D |
11,950 |
14,500 |
2.74 |
55% |
|
| Ressler Richard S |
10% Owner |
– – • |
2020-11-13 |
4 |
B |
$5.28 |
$46,559 |
D/D |
8,818 |
12,073 |
2.37 |
64% |
|
| Owen Jeffery S. |
Chief Accounting Officer |
• – – |
2020-11-13 |
4 |
B |
$5.17 |
$13,184 |
D/D |
2,550 |
2,550 |
2.74 |
64% |
|
| Ressler Richard S |
10% Owner |
– – • |
2020-11-12 |
4 |
B |
$5.07 |
$16,503 |
D/D |
3,255 |
3,255 |
2.37 |
68% |
|
| Cerny Jeffrey A |
Director and CFO |
• • – |
2020-11-12 |
4 |
B |
$5.08 |
$50,800 |
D/D |
10,000 |
30,000 |
2.81 |
68% |
|
| Rashid Bilal |
Director and CEO |
• • – |
2020-11-11 |
4 |
B |
$4.93 |
$103,266 |
D/D |
20,000 |
20,000 |
2.81 |
66% |
|
| Cerny Jeffrey A |
Director and CFO |
• • – |
2020-11-11 |
4 |
B |
$5.07 |
$101,400 |
D/D |
20,000 |
20,000 |
2.81 |
66% |
|
| Healy Elaine |
Director |
– • – |
2020-05-28 |
4 |
B |
$5.11 |
$51,100 |
D/D |
10,000 |
10,000 |
2.39 |
-8% |
|
| Oi3 2019 Trust |
10% Owner |
– – • |
2020-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
|
-59% |
|
| Rubenfeld Eric P. |
Chief Compliance Officer |
• – • |
2015-08-31 |
4 |
S |
$11.02 |
$11,020 |
D/D |
(1,000) |
0 |
|
- |
|
| Pittson Glenn R. |
Director |
– • – |
2014-08-27 |
4 |
B |
$12.75 |
$165,304 |
D/D |
12,965 |
80,031 |
2.39 |
- |
|
| Pittson Glenn R. |
Director |
– • – |
2014-08-26 |
4 |
B |
$12.74 |
$127,400 |
D/D |
10,000 |
67,066 |
2.39 |
- |
|
| Pittson Glenn R. |
Chief Executive Officer |
• • – |
2014-06-04 |
4 |
B |
$12.75 |
$26,775 |
D/D |
2,100 |
57,066 |
2.81 |
- |
|
| Pittson Glenn R. |
Chief Executive Officer |
• • – |
2014-06-03 |
4 |
B |
$12.75 |
$127,500 |
D/D |
10,000 |
54,966 |
2.81 |
- |
|
| Pittson Glenn R. |
Chief Executive Officer |
• • – |
2014-05-23 |
4 |
B |
$12.58 |
$33,966 |
D/D |
2,700 |
44,966 |
2.81 |
- |
|
| Pittson Glenn R. |
Chief Executive Officer |
• • – |
2014-05-21 |
4 |
B |
$12.69 |
$50,760 |
I/I |
4,000 |
4,000 |
2.66 |
- |
|
| Pittson Glenn R. |
Chief Executive Officer |
• • – |
2014-05-21 |
4 |
B |
$12.66 |
$281,888 |
D/D |
22,266 |
42,266 |
2.81 |
- |
|
22 Records found
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