| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
12,390,000 |
| Market
Cap: |
546.65(M) |
| Last
Volume: |
19,203 |
Avg
Vol: |
84,804 |
| 52
Week Range: |
$33.64 - $46.12 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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|
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| |
|
Company Profile Oppenheimer Holdings, through its operating subsidiaries, is a middle-market investment bank and broker-dealer. Co. is engaged in a range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity and fixed income research, research, market-making, trust services and investment advisory and asset management services. Co.'s reportable segments are: Private Client, Asset Management, and Capital Markets.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
4,125 |
4,125 |
16,625 |
28,745 |
| Total Sell Value |
$180,056 |
$180,056 |
$659,831 |
$1,199,592 |
| Total People Sold |
1 |
1 |
1 |
2 |
| Total Sell Transactions |
1 |
1 |
3 |
4 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lowenthal Robert S |
Director |
– • – |
2013-05-13 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
327,150 |
|
- |
|
| Lowenthal Robert S |
Director |
– • – |
2013-05-13 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
24,221 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2013-02-22 |
5 |
B |
$18.24 |
$1,356 |
I/I |
74 |
12,640 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2012-11-23 |
5 |
B |
$16.43 |
$1,418 |
I/I |
86 |
12,565 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2012-08-24 |
5 |
B |
$15.15 |
$1,370 |
I/I |
90 |
12,479 |
|
- |
|
| Oughtred A Winn |
Director |
– • – |
2012-07-01 |
4 |
A |
$0.00 |
$0 |
D/D |
550 |
7,350 |
|
- |
|
| Mcarthur Kenneth W |
Director |
– • – |
2012-07-01 |
4 |
A |
$0.00 |
$0 |
D/D |
550 |
25,550 |
|
- |
|
| Ehrhardt William |
Director |
– • – |
2012-07-01 |
4 |
A |
$0.00 |
$0 |
D/D |
550 |
1,550 |
|
- |
|
| Keehner Michael |
Director |
– • – |
2012-07-01 |
4 |
A |
$0.00 |
$0 |
D/D |
550 |
1,550 |
|
- |
|
| Crystal Richard |
Director |
– • – |
2012-07-01 |
4 |
A |
$0.00 |
$0 |
D/D |
550 |
5,850 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2012-05-25 |
5 |
B |
$14.21 |
$1,343 |
I/I |
95 |
12,389 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2012-02-24 |
5 |
B |
$17.39 |
$1,334 |
I/I |
77 |
12,294 |
|
- |
|
| Alfano Jeffrey J |
Chief Financial Officer |
• – – |
2012-01-17 |
4 |
A |
$0.00 |
$0 |
D/D |
1,124 |
32,759 |
|
- |
|
| Mcnamara Dennis P |
Secretary |
• – – |
2012-01-17 |
4 |
A |
$0.00 |
$0 |
D/D |
562 |
14,969 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2011-11-25 |
5 |
B |
$12.71 |
$1,153 |
I/I |
91 |
12,217 |
|
- |
|
| Oughtred A Winn |
Director |
– • – |
2011-09-19 |
5 |
A |
$0.00 |
$0 |
D/D |
1,300 |
6,800 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2011-08-26 |
5 |
B |
$19.09 |
$1,356 |
I/I |
71 |
12,127 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2011-05-27 |
5 |
B |
$28.11 |
$959 |
I/I |
34 |
12,056 |
|
- |
|
| Alfano Jeffrey J |
Chief Financial OfficerOfficer |
• – – |
2011-05-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
60 |
|
- |
|
| Alfano Jeffrey J |
Chief Financial OfficerOfficer |
• – – |
2011-05-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
31,635 |
|
- |
|
| Lowenthal Albert G |
CEO |
• • • |
2011-02-25 |
5 |
B |
$32.40 |
$1,390 |
I/I |
43 |
12,022 |
|
- |
|
| Lowenthal Albert G |
Chairman and CEO |
• • • |
2011-01-29 |
4 |
A |
$0.00 |
$0 |
I/I |
15,836 |
2,830,168 |
|
- |
|
| Mcnamara Dennis P |
Secretary |
• – – |
2011-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
6,378 |
14,407 |
|
- |
|
| Roberts Elaine K |
President and Treasurer |
• • – |
2011-01-29 |
4 |
A |
$0.00 |
$0 |
D/D |
8,500 |
185,322 |
|
- |
|
| Mcnamara Dennis P |
SECRETARY |
• – – |
2011-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
402 |
8,029 |
|
- |
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333 Records found
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Page 9 of 14 |
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0.70 (1.56%) 
