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| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
18,752,000 |
| Market
Cap: |
96.76(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$4.46 - $5.65 |
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| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Oxford Lane Capital is a closed-end management investment company. The Fund's investment objective is to maximize its portfolio's risk adjusted total return, and seeks to achieve its investment objective by investing in structured finance investments, specifically the equity and junior debt tranches of collateralized loan obligation vehicles, which are collateralized primarily by a diverse portfolio of Senior Loans, and which generally have very little or no exposure to real estate loans, or mortgage loans or to pools of consumer-based debt, such as credit card receivables or auto loans.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
6,000 |
| Total Buy Value |
$0 |
$0 |
$0 |
$31,073 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Rosenthal Saul B |
President |
• • – |
2020-03-13 |
4 |
B |
$5.05 |
$8,579 |
D/D |
1,700 |
162,700 |
2.81 |
-33% |
|
| Cohen Jonathan H |
Chief Executive Officer |
• • – |
2020-03-12 |
4 |
D |
$25.06 |
$538,078 |
D/D |
(21,474) |
42,970 |
|
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2020-03-12 |
4 |
D |
$25.06 |
$3,638,756 |
D/D |
(145,218) |
292,404 |
|
- |
|
| Rosenthal Saul B |
President |
• • – |
2020-03-12 |
4 |
D |
$25.06 |
$351,076 |
D/D |
(14,011) |
28,211 |
|
- |
|
| Rosenthal Saul B |
President |
• • – |
2020-03-12 |
4 |
B |
$5.00 |
$154,938 |
D/D |
31,000 |
161,000 |
2.81 |
-17% |
|
| Rubin Bruce L. |
CFO, SEC, TREAS |
• – – |
2020-03-12 |
4 |
D |
$25.06 |
$37,461 |
D/D |
(1,495) |
3,005 |
|
- |
|
| Ashenfelter Mark Jeffrey |
Director |
– • – |
2020-02-27 |
4 |
B |
$8.05 |
$48,270 |
D/D |
6,000 |
24,000 |
2.39 |
-50% |
|
| Reardon John Stuart |
Director |
– • – |
2020-02-13 |
4 |
B |
$9.30 |
$27,900 |
D/D |
3,000 |
6,000 |
2.39 |
-59% |
|
| Shin David S. |
Director |
– • – |
2020-02-07 |
4 |
B |
$9.32 |
$27,960 |
D/D |
3,000 |
5,728 |
2.39 |
-61% |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2020-02-06 |
4 |
B |
$25.00 |
$10,000,000 |
D/D |
400,000 |
400,000 |
2.45 |
-60% |
|
| Rosenthal Saul B |
President |
• • – |
2019-11-25 |
4 |
B |
$25.48 |
$509,604 |
D/D |
20,000 |
42,222 |
2.81 |
- |
|
| Cohen Jonathan H |
Chief Executive Officer |
• • – |
2019-11-25 |
4 |
B |
$25.48 |
$509,604 |
D/D |
20,000 |
64,444 |
2.81 |
- |
|
| Reardon John Stuart |
Director |
– • – |
2019-08-30 |
4 |
B |
$9.85 |
$29,538 |
D/D |
3,000 |
3,000 |
2.39 |
- |
|
| Ashenfelter Mark Jeffrey |
Director |
– • – |
2018-12-20 |
4 |
B |
$7.60 |
$22,800 |
D/D |
3,000 |
18,000 |
2.39 |
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2017-08-07 |
4 |
S |
$25.20 |
$296,126 |
I/I |
(11,750) |
11,750 |
|
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2017-07-14 |
4 |
D |
$25.07 |
$5,014,000 |
D/D |
(200,000) |
0 |
|
- |
|
| Rosenthal Saul B |
President |
• • – |
2017-06-22 |
4 |
B |
$9.79 |
$195,800 |
D/D |
20,000 |
130,000 |
2.81 |
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2017-06-14 |
4 |
B |
$25.00 |
$5,000,000 |
D/D |
200,000 |
200,000 |
2.45 |
- |
|
| Ashenfelter Mark Jeffrey |
Director |
– • – |
2015-08-20 |
4 |
B |
$12.52 |
$31,296 |
D/D |
2,500 |
15,000 |
2.39 |
- |
|
| Rubin Bruce L. |
CFO, SEC, TREASOfficer |
• – – |
2015-08-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,500 |
|
- |
|
| Rubin Bruce L. |
CFO, SEC, TREASOfficer |
• – – |
2015-08-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,978 |
|
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2014-09-04 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
637,622 |
|
- |
|
| Frantz Leroy Scott |
10% Owner |
– – • |
2014-09-04 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,012 |
|
- |
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48 Records found
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Page 2 of 2 |
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