| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
12,930,000 |
| Market
Cap: |
81.46(M) |
| Last
Volume: |
119,402 |
Avg
Vol: |
119,067 |
| 52
Week Range: |
$5.72 - $6.96 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile High Income Securities Fund is a closed-end management investment company. The Fund's investment objective is to provide high current income as a primary objective and capital appreciation as a secondary objective. The Fund pursues its objective primarily by investing, under general circumstances, at least 80% of its net assets in fixed income securities, including debt instruments, convertible securities and preferred stocks. The Fund also invests in high-yielding non-convertible securities with the potential for capital appreciation.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
1,000 |
41,074 |
| Total Buy Value |
$0 |
$0 |
$6,170 |
$262,906 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
1 |
10 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hellerman Gerald |
Director |
– • – |
2021-09-17 |
4 |
S |
$10.00 |
$90,000 |
D/D |
(9,000) |
11,012 |
|
18% |
|
| Harris Ben H |
Director |
– • – |
2021-09-17 |
4 |
B |
$10.00 |
$16,750 |
D/D |
1,675 |
1,675 |
2.39 |
-18% |
|
| Dakos Andrew |
Director |
– • – |
2021-09-16 |
4 |
S |
$10.02 |
$100,226 |
D/D |
(10,000) |
1,745 |
|
17% |
|
| Dakos Andrew |
Director |
– • – |
2021-09-15 |
4 |
S |
$9.96 |
$199,254 |
D/D |
(20,000) |
11,745 |
|
18% |
|
| Dakos Andrew |
Director |
– • – |
2021-09-14 |
4 |
S |
$9.95 |
$99,502 |
D/D |
(10,000) |
31,745 |
|
19% |
|
| Dakos Andrew |
Director |
– • – |
2021-09-13 |
4 |
S |
$9.94 |
$99,401 |
D/D |
(10,000) |
41,745 |
|
19% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-17 |
4 |
S |
$9.97 |
$279,551 |
D/D |
(28,000) |
129 |
|
13% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-16 |
4 |
S |
$9.93 |
$108,399 |
D/D |
(10,909) |
28,129 |
|
13% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-13 |
4 |
S |
$9.92 |
$192,467 |
D/D |
(19,401) |
39,038 |
|
14% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-11 |
4 |
S |
$9.89 |
$274,131 |
D/D |
(27,718) |
58,439 |
|
14% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-10 |
4 |
S |
$9.89 |
$75,748 |
D/D |
(7,659) |
86,157 |
|
13% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-09 |
4 |
S |
$9.89 |
$186,513 |
D/D |
(18,847) |
93,816 |
|
13% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-06 |
4 |
S |
$9.89 |
$129,967 |
D/D |
(13,138) |
112,663 |
|
12% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-05 |
4 |
S |
$9.86 |
$143,719 |
D/D |
(14,563) |
125,801 |
|
12% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-04 |
4 |
S |
$9.85 |
$107,164 |
D/D |
(10,874) |
140,364 |
|
12% |
|
| Goldstein Phillip |
Director |
– • – |
2021-08-03 |
4 |
S |
$9.86 |
$122,998 |
D/D |
(12,468) |
151,238 |
|
12% |
|
| Sell Moritz A |
Director |
– • – |
2021-02-02 |
4/A |
OE |
$8.24 |
$41,694 |
D/D |
5,060 |
5,620 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$321,360 |
D/D |
39,000 |
51,745 |
|
- |
|
| Hellerman Gerald |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$92,148 |
D/D |
11,183 |
19,234 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$29,334 |
D/D |
3,560 |
4,120 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2021-02-02 |
4 |
OE |
$8.24 |
$1,348,913 |
D/D |
163,703 |
163,706 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2021-01-21 |
4 |
S |
$8.59 |
$80,359 |
D/D |
(9,355) |
12,745 |
|
-15% |
|
| Dakos Andrew |
Director |
– • – |
2021-01-20 |
4 |
S |
$8.72 |
$16,568 |
D/D |
(1,900) |
22,100 |
|
-13% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-24 |
4 |
S |
$8.54 |
$59,695 |
D/D |
(6,990) |
3 |
|
-12% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-23 |
4 |
S |
$8.54 |
$57,303 |
D/D |
(6,710) |
6,993 |
|
-12% |
|
67 Records found
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