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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
12,930,000 |
Market
Cap: |
85.60(M) |
Last
Volume: |
119,402 |
Avg
Vol: |
119,072 |
52
Week Range: |
$5.72 - $6.96 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile High Income Securities Fund is a closed-end management investment company. The Fund's investment objective is to provide high current income as a primary objective and capital appreciation as a secondary objective. The Fund pursues its objective primarily by investing, under general circumstances, at least 80% of its net assets in fixed income securities, including debt instruments, convertible securities and preferred stocks. The Fund also invests in high-yielding non-convertible securities with the potential for capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
41,074 |
Total Buy Value |
$0 |
$0 |
$0 |
$262,906 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
10 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Sell Moritz A |
Director |
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2023-05-04 |
4 |
B |
$6.17 |
$6,170 |
D/D |
1,000 |
17,988 |
2.39 |
7% |
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Goldstein Phillip |
Director |
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2023-04-21 |
4 |
B |
$6.37 |
$63,700 |
D/D |
10,000 |
244,373 |
2.39 |
6% |
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Sell Moritz A |
Director |
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2023-04-17 |
4 |
B |
$6.55 |
$6,550 |
D/D |
1,000 |
16,875 |
2.39 |
-1% |
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Sell Moritz A |
Director |
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2023-04-14 |
4 |
B |
$6.60 |
$3,300 |
D/D |
500 |
15,875 |
2.31 |
1% |
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Sell Moritz A |
Director |
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2023-04-13 |
4 |
B |
$6.59 |
$13,182 |
D/D |
2,000 |
15,375 |
2.39 |
-2% |
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Goldstein Phillip |
Director |
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2023-04-10 |
4 |
B |
$6.39 |
$63,900 |
D/D |
10,000 |
234,373 |
2.39 |
4% |
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Goldstein Phillip |
Director |
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2023-04-06 |
4 |
B |
$6.41 |
$60,959 |
D/D |
9,510 |
224,373 |
2.39 |
4% |
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Goldstein Phillip |
Director |
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2023-03-17 |
4 |
B |
$6.28 |
$25,120 |
D/D |
4,000 |
214,863 |
2.39 |
3% |
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Sell Moritz A |
Director |
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2022-12-27 |
4 |
B |
$6.46 |
$13,365 |
D/D |
2,064 |
13,217 |
2.39 |
-3% |
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Sell Moritz A |
Director |
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2022-09-26 |
4 |
B |
$6.66 |
$6,660 |
D/D |
1,000 |
11,095 |
2.39 |
9% |
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Sell Moritz A |
Director |
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2022-01-24 |
4 |
B |
$7.80 |
$10,579 |
D/D |
1,347 |
9,672 |
2.39 |
-4% |
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Hellerman Gerald |
Director |
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2022-01-21 |
4 |
B |
$8.28 |
$5,796 |
D/D |
700 |
32,035 |
2.39 |
-6% |
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Hellerman Gerald |
Director |
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2021-11-02 |
4 |
OE |
$8.36 |
$159,442 |
D/D |
19,072 |
30,778 |
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- |
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Goldstein Phillip |
Director |
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2021-11-01 |
4 |
OE |
$8.36 |
$1,755,132 |
D/D |
209,944 |
210,073 |
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- |
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Harris Ben H |
Director |
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2021-11-01 |
4 |
OE |
$8.36 |
$33,248 |
D/D |
3,977 |
5,652 |
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- |
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Sell Moritz A |
Director |
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2021-11-01 |
4 |
OE |
$8.36 |
$22,614 |
D/D |
2,705 |
8,325 |
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- |
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Dakos Andrew |
President |
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2021-11-01 |
4 |
OE |
$8.36 |
$265,388 |
D/D |
31,745 |
33,490 |
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- |
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Hellerman Gerald |
Director |
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2021-09-17 |
4 |
S |
$10.00 |
$90,000 |
D/D |
(9,000) |
11,012 |
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18% |
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Harris Ben H |
Director |
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2021-09-17 |
4 |
B |
$10.00 |
$16,750 |
D/D |
1,675 |
1,675 |
2.39 |
-18% |
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Dakos Andrew |
Director |
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2021-09-16 |
4 |
S |
$10.02 |
$100,226 |
D/D |
(10,000) |
1,745 |
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17% |
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Dakos Andrew |
Director |
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2021-09-15 |
4 |
S |
$9.96 |
$199,254 |
D/D |
(20,000) |
11,745 |
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18% |
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Dakos Andrew |
Director |
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2021-09-14 |
4 |
S |
$9.95 |
$99,502 |
D/D |
(10,000) |
31,745 |
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19% |
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Dakos Andrew |
Director |
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2021-09-13 |
4 |
S |
$9.94 |
$99,401 |
D/D |
(10,000) |
41,745 |
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19% |
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Goldstein Phillip |
Director |
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2021-08-17 |
4 |
S |
$9.97 |
$279,551 |
D/D |
(28,000) |
129 |
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13% |
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Goldstein Phillip |
Director |
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2021-08-16 |
4 |
S |
$9.93 |
$108,399 |
D/D |
(10,909) |
28,129 |
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13% |
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161 Records found
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Page 1 of 7 |
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