| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
12,930,000 |
| Market
Cap: |
82.88(M) |
| Last
Volume: |
119,402 |
Avg
Vol: |
119,070 |
| 52
Week Range: |
$5.72 - $6.96 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile High Income Securities Fund is a closed-end management investment company. The Fund's investment objective is to provide high current income as a primary objective and capital appreciation as a secondary objective. The Fund pursues its objective primarily by investing, under general circumstances, at least 80% of its net assets in fixed income securities, including debt instruments, convertible securities and preferred stocks. The Fund also invests in high-yielding non-convertible securities with the potential for capital appreciation.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
41,074 |
| Total Buy Value |
$0 |
$0 |
$0 |
$262,906 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
10 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Goldstein Phillip |
Director |
– • – |
2020-12-18 |
4 |
S |
$9.02 |
$45,107 |
D/D |
(5,000) |
14,481 |
|
-5% |
|
| Dakos Andrew |
Director |
– • – |
2020-12-17 |
4 |
S |
$8.96 |
$11,639 |
D/D |
(1,299) |
24,000 |
|
-5% |
|
| Dakos Andrew |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.83 |
$44,150 |
D/D |
(5,000) |
25,299 |
|
-6% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-16 |
4 |
S |
$8.82 |
$88,250 |
D/D |
(10,000) |
19,481 |
|
-6% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-15 |
4 |
S |
$8.66 |
$86,800 |
D/D |
(10,000) |
29,481 |
|
-6% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-08 |
4/A |
S |
$8.68 |
$3,194 |
D/D |
(368) |
38,703 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-08 |
4 |
S |
$8.66 |
$43,300 |
D/D |
(5,000) |
39,481 |
|
-6% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-04 |
4 |
S |
$8.52 |
$105,038 |
D/D |
(12,255) |
44,481 |
|
-7% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-03 |
4 |
S |
$8.45 |
$65,146 |
D/D |
(7,700) |
56,736 |
|
-8% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-02 |
4/A |
S |
$8.40 |
$3,444 |
D/D |
(410) |
64,026 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-02 |
4 |
S |
$8.40 |
$39,866 |
D/D |
(4,746) |
64,436 |
|
-9% |
|
| Goldstein Phillip |
Director |
– • – |
2020-12-01 |
4 |
S |
$8.40 |
$2,134 |
D/D |
(254) |
69,182 |
|
-8% |
|
| Hellerman Gerald |
Director |
– • – |
2020-10-30 |
4 |
B |
$7.24 |
$14,499 |
D/D |
2,000 |
7,776 |
2.39 |
19% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-21 |
4 |
S |
$8.15 |
$9,682 |
D/D |
(1,188) |
69,436 |
|
-4% |
|
| Dakos Andrew |
Director |
– • – |
2020-10-14 |
4 |
S |
$8.40 |
$42,001 |
D/D |
(5,000) |
30,299 |
|
0% |
|
| Dakos Andrew |
Director |
– • – |
2020-10-13 |
4 |
S |
$8.35 |
$23,539 |
D/D |
(2,819) |
35,299 |
|
-1% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-12 |
4 |
S |
$8.42 |
$28,897 |
D/D |
(3,432) |
70,624 |
|
-1% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-09 |
4 |
S |
$8.34 |
$52,512 |
D/D |
(6,296) |
74,056 |
|
-1% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-08 |
4 |
S |
$8.30 |
$83,050 |
D/D |
(10,000) |
80,352 |
|
-2% |
|
| Sell Moritz A |
Director |
– • – |
2020-10-07 |
4 |
S |
$8.30 |
$16,600 |
D/D |
(2,000) |
560 |
|
-3% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-05 |
4 |
S |
$8.23 |
$41,150 |
D/D |
(5,000) |
90,352 |
|
-4% |
|
| Goldstein Phillip |
Director |
– • – |
2020-10-01 |
4 |
S |
$8.32 |
$69,064 |
D/D |
(8,301) |
95,352 |
|
-4% |
|
| Dakos Andrew |
Director |
– • – |
2020-09-30 |
4 |
S |
$8.33 |
$24,094 |
D/D |
(2,892) |
38,118 |
|
-4% |
|
| Dakos Andrew |
Director |
– • – |
2020-09-29 |
4 |
S |
$8.33 |
$20,800 |
D/D |
(2,497) |
41,010 |
|
-4% |
|
| Dakos Andrew |
Director |
– • – |
2020-09-28 |
4 |
S |
$8.33 |
$83,311 |
D/D |
(10,000) |
43,507 |
|
-3% |
|
67 Records found
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