|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
12,930,000 |
Market
Cap: |
83.01(M) |
Last
Volume: |
119,402 |
Avg
Vol: |
119,069 |
52
Week Range: |
$5.72 - $6.96 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile High Income Securities Fund is a closed-end management investment company. The Fund's investment objective is to provide high current income as a primary objective and capital appreciation as a secondary objective. The Fund pursues its objective primarily by investing, under general circumstances, at least 80% of its net assets in fixed income securities, including debt instruments, convertible securities and preferred stocks. The Fund also invests in high-yielding non-convertible securities with the potential for capital appreciation.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
1,000 |
41,074 |
Total Buy Value |
$0 |
$0 |
$6,170 |
$262,906 |
Total People Bought |
0 |
0 |
1 |
2 |
Total Buy Transactions |
0 |
0 |
1 |
10 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Goldstein Phillip |
Director |
|
2020-09-14 |
4 |
S |
$8.40 |
$42,020 |
D/D |
(5,000) |
145,000 |
|
-2% |
|
Hellerman Gerald |
Director |
|
2020-09-11 |
4 |
B |
$8.26 |
$413 |
D/D |
50 |
5,776 |
2.31 |
3% |
|
Hellerman Gerald |
Director |
|
2020-04-03 |
4 |
B |
$5.91 |
$5,910 |
D/D |
1,000 |
5,432 |
2.39 |
31% |
|
Sell Moritz A |
Director |
|
2020-03-19 |
4 |
B |
$5.13 |
$13,143 |
D/D |
2,560 |
2,560 |
2.39 |
54% |
|
Hellerman Gerald |
Director |
|
2019-10-23 |
4 |
B |
$8.48 |
$14,840 |
D/D |
1,750 |
4,250 |
2.39 |
- |
|
Goldstein Phillip |
Director |
|
2019-10-16 |
4 |
S |
$8.46 |
$906 |
I/I |
(107) |
0 |
|
- |
|
Dakos Andrew |
Director |
|
2019-10-16 |
4 |
S |
$8.46 |
$906 |
I/I |
(107) |
0 |
|
- |
|
Hellerman Gerald |
Director |
|
2019-10-08 |
4 |
B |
$8.46 |
$8,460 |
D/D |
1,000 |
2,500 |
2.39 |
- |
|
Hellerman Gerald |
Director |
|
2019-10-03 |
4 |
B |
$8.52 |
$12,780 |
D/D |
1,500 |
1,500 |
2.39 |
- |
|
Goldstein Phillip |
Director |
|
2019-03-25 |
4 |
S |
$9.25 |
$2,035,000 |
I/I |
(220,000) |
106 |
|
- |
|
Goldstein Phillip |
Director |
|
2019-03-25 |
4 |
B |
$9.25 |
$1,387,500 |
D/D |
150,000 |
150,000 |
2.39 |
- |
|
Dakos Andrew |
Director |
|
2019-03-25 |
4 |
S |
$9.25 |
$2,035,000 |
I/I |
(220,000) |
106 |
|
- |
|
Dakos Andrew |
Director |
|
2019-03-25 |
4 |
B |
$9.25 |
$647,500 |
D/D |
70,000 |
70,000 |
2.39 |
- |
|
Hellerman Gerald |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$10,897 |
D/D |
(1,178) |
0 |
|
- |
|
Dakos Andrew |
10% Owner |
|
2019-03-19 |
4 |
D |
$9.25 |
$95,247 |
D/D |
(10,297) |
0 |
|
- |
|
Goldstein Phillip |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$11,535,731 |
I/I |
(1,247,106) |
220,106 |
|
- |
|
Goldstein Phillip |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$57,729 |
D/D |
(6,241) |
0 |
|
- |
|
Dakos Andrew |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$11,535,731 |
I/I |
(1,247,106) |
220,106 |
|
- |
|
Dakos Andrew |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$8,630 |
D/D |
(933) |
0 |
|
- |
|
Das Rajeev P |
Director |
|
2019-03-19 |
4 |
D |
$9.25 |
$9,278 |
I/I |
(1,003) |
0 |
|
- |
|
Samuels Steven |
10% Owner |
|
2018-06-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(90,422) |
1,467,199 |
|
- |
|
Samuels Steven |
10% Owner |
|
2018-02-02 |
4 |
B |
$9.00 |
$900 |
I/I |
100 |
1,557,621 |
1.42 |
- |
|
Samuels Steven |
10% Owner |
|
2018-02-01 |
4 |
B |
$9.18 |
$79,881 |
I/I |
8,700 |
1,557,521 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2018-01-31 |
4 |
B |
$9.12 |
$139,025 |
I/I |
15,248 |
1,548,821 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2018-01-30 |
4 |
B |
$9.12 |
$34,591 |
D/D |
3,792 |
933 |
2.37 |
- |
|
161 Records found
|
|
Page 4 of 7 |
|
|