| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
22.57(B) |
| Last
Volume: |
1,199,863 |
Avg
Vol: |
1,506,202 |
| 52
Week Range: |
$65.46 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
105,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$8,168,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
11 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Beams Maliz E |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
70 |
8,853 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
126 |
14,255 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
8,321 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
176 |
22,118 |
|
- |
|
| Littlefield Christopher J |
President - RIS |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
303 |
39,982 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
250 |
31,476 |
|
- |
|
| Cheong Wee Yee |
EVP, Principal Asia |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
504 |
80,231 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
613 |
77,491 |
|
- |
|
| Mitchell H Elizabeth |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
43 |
5,384 |
|
- |
|
| Mills Scott |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
211 |
26,552 |
|
- |
|
| Richer Clare Stack |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
103 |
12,963 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
62 |
5,573 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
1,278 |
210,202 |
|
- |
|
| Lamarque Natalie |
EVP, General Counsel, and Secr |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
597 |
91,510 |
|
- |
|
| Halter Patrick Gregory |
President and CEO - PAM |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
244 |
140,562 |
|
- |
|
| Friedrich Amy Christine |
President - Benefits & Protect |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
337 |
85,269 |
|
- |
|
| Bhatia Kamal |
President and CEO - PAM |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
308 |
47,719 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
I/I |
93 |
60,131 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
288 |
111,364 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
238 |
29,954 |
|
- |
|
| Agrawal Vivek |
EVP & Chief Growth Officer |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
101 |
25,404 |
|
- |
|
| Kay Kathleen B |
EVP-Chief Information Officer |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
245 |
22,574 |
|
- |
|
| Mccullum Kenneth A. |
EVP - Chief Risk Officer |
• – – |
2024-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
138 |
34,442 |
|
- |
|
| Kay Kathleen B |
EVP-Chief Information Officer |
• – – |
2024-03-05 |
4 |
D |
$80.99 |
$129,503 |
D/D |
(1,599) |
22,329 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2024-03-05 |
4 |
D |
$80.99 |
$118,245 |
I/I |
(1,460) |
60,038 |
|
- |
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2205 Records found
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Page 1 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.65 (0.8%) 
