| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
23.39(B) |
| Last
Volume: |
606,860 |
Avg
Vol: |
1,496,307 |
| 52
Week Range: |
$65.46 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
105,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$8,168,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
11 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Friedrich Amy Christine |
President - USIS |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
2,240 |
34,739 |
|
- |
|
| Halter Patrick Gregory |
Pres-Principal Global Asset Mg |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
2,543 |
82,745 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
17,061 |
88,959 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
534 |
24,343 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
3,496 |
60,127 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
4,189 |
64,062 |
|
- |
|
| Lawler Julia M |
Retired Officer |
– – – |
2021-02-22 |
4 |
S |
$59.85 |
$179,550 |
D/D |
(3,000) |
48,610 |
|
-7% |
|
| Lawler Julia M |
Retired Officer |
– – – |
2021-02-08 |
4 |
S |
$53.93 |
$453,551 |
D/D |
(8,410) |
51,610 |
|
-11% |
|
| Lawler Julia M |
Retired Officer |
– – – |
2021-02-08 |
4 |
OE |
$44.88 |
$332,561 |
D/D |
7,410 |
59,020 |
|
- |
|
| Dunbar Timothy Mark |
Retired Officer |
– – – |
2021-02-03 |
4 |
S |
$51.11 |
$568,599 |
D/D |
(11,125) |
70,884 |
|
-26% |
|
| Dunbar Timothy Mark |
Retired Officer |
– – – |
2021-02-03 |
4 |
OE |
$34.26 |
$381,143 |
D/D |
11,125 |
82,009 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2021-01-06 |
4 |
AS |
$50.00 |
$54,803 |
D/D |
(1,094) |
52,610 |
|
31% |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
181 |
32,499 |
|
- |
|
| Mccullum Kenneth A. |
SVP & Chief Risk Officer |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
220 |
32,513 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
31 |
23,809 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
86 |
53,704 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
I/I |
137 |
48,543 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
80,202 |
|
- |
|
| Kay Kathleen B |
Chief Information Officer |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
176 |
598 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
118 |
54,068 |
|
- |
|
| Mills Scott |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
191 |
16,430 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
146 |
12,494 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
81 |
5,281 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
719 |
61,889 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
752 |
66,636 |
|
- |
|
2205 Records found
|
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Page 17 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.85 (1.01%) 
