| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
22.10(B) |
| Last
Volume: |
1,397,545 |
Avg
Vol: |
1,503,414 |
| 52
Week Range: |
$65.46 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
105,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$8,168,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
11 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kay Kathleen B |
EVP-Chief Information Officer |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
196 |
14,827 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
66 |
5,511 |
|
- |
|
| Mills Scott |
Director |
– • – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
223 |
26,341 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
265 |
31,226 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
I/I |
109 |
58,174 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
184 |
84,929 |
|
- |
|
| Mccullum Kenneth A. |
EVP - Chief Risk Officer |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
106 |
29,564 |
|
- |
|
| Halter Patrick Gregory |
President and CEO - PAM |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
177 |
116,305 |
|
- |
|
| Mitchell H Elizabeth |
Director |
– • – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
45 |
5,341 |
|
- |
|
| Agrawal Vivek |
EVP & Chief Growth Officer |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
18,281 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
83 |
8,243 |
|
- |
|
| Littlefield Christopher J |
President - RIS |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
197 |
25,106 |
|
- |
|
| Valdes Luis E. |
Executive Chairman, Latam |
• – – |
2023-12-20 |
4 |
A |
$0.00 |
$0 |
D/D |
26 |
27,668 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2023-11-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
34,523 |
119,809 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
69 |
5,445 |
|
- |
|
| Mills Scott |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
233 |
26,118 |
|
- |
|
| Littlefield Christopher J |
President - RIS |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
207 |
24,891 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
87 |
8,160 |
|
- |
|
| Kay Kathleen B |
Chief Information Officer |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
207 |
14,631 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
277 |
30,961 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
263 |
29,464 |
|
- |
|
| Mitchell H Elizabeth |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
47 |
5,296 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
221 |
67,247 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
195 |
21,756 |
|
- |
|
| Beams Maliz E |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
8,709 |
|
- |
|
1287 Records found
|
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Page 3 of 52 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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1.31 (1.66%) 
