| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
22.10(B) |
| Last
Volume: |
1,397,545 |
Avg
Vol: |
1,503,414 |
| 52
Week Range: |
$65.46 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
105,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$8,168,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
11 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
I/I |
114 |
58,065 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
193 |
84,745 |
|
- |
|
| Mccullum Kenneth A. |
SVP & Chief Risk Officer |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
111 |
29,458 |
|
- |
|
| Lamarque Natalie |
EVP, General Counsel, and Secr |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
757 |
84,656 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
140 |
13,995 |
|
- |
|
| Halter Patrick Gregory |
President and CEO - PAM |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
185 |
116,128 |
|
- |
|
| Cheong Wee Yee |
EVP, Principal Asia |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
344 |
54,742 |
|
- |
|
| Richer Clare Stack |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
114 |
12,751 |
|
- |
|
| Valdes Luis E. |
Executive Chairman, Latam |
• – – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
28 |
27,642 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
680 |
76,228 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
632 |
154,332 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2023-08-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
592 |
153,637 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
130 |
13,855 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
80 |
8,073 |
|
- |
|
| Mccullum Kenneth A. |
SVP & Chief Risk Officer |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
102 |
29,347 |
|
- |
|
| Lamarque Natalie |
EVP, General Counsel, and Secr |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
702 |
83,899 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
244 |
29,201 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
64 |
5,376 |
|
- |
|
| Kay Kathleen B |
Chief Information Officer |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
189 |
14,424 |
|
- |
|
| Cheong Wee Yee |
EVP, Principal Asia |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
315 |
54,062 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
586 |
154,229 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
I/I |
106 |
57,610 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
179 |
84,552 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
257 |
30,684 |
|
- |
|
| Mills Scott |
Director |
– • – |
2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
216 |
25,885 |
|
- |
|
1287 Records found
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Page 4 of 52 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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1.31 (1.66%) 
