| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
38,770,000 |
| Market
Cap: |
445.47(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.71 - $12.61 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile PennantPark Floating Rate Capital is a closed-end, externally managed, non-diversified investment company. Co.'s objectives is to generate both current income and capital appreciation while seeking to preserve capital by investing primarily in loans bearing a variable-rate of interest, or Floating Rate Loans, and other investments made to U.S. middle-market companies.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Briones Jose A |
Director |
– • – |
2022-05-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
6,410 |
|
-9% |
|
| Briones Jose A |
Director |
– • – |
2022-05-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
309,978 |
|
-9% |
|
| Flug Jeffrey |
Director |
– • – |
2022-02-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(4,000) |
8,400 |
|
- |
|
| Katz Samuel L |
Director |
– • – |
2020-12-18 |
4 |
S |
$10.41 |
$89,747 |
D/D |
(8,618) |
26,500 |
|
-22% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-17 |
4 |
S |
$10.54 |
$94,077 |
D/D |
(8,929) |
35,118 |
|
-21% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-16 |
4 |
S |
$10.65 |
$79,399 |
D/D |
(7,453) |
44,047 |
|
-19% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-15 |
4 |
S |
$10.87 |
$192,321 |
D/D |
(17,700) |
51,500 |
|
-18% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-14 |
4 |
S |
$10.85 |
$116,513 |
D/D |
(10,737) |
69,200 |
|
-18% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-11 |
4 |
S |
$10.84 |
$71,143 |
D/D |
(6,563) |
79,937 |
|
-17% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-03 |
4 |
A |
$10.91 |
$1,312,473 |
I/I |
120,300 |
120,600 |
|
- |
|
| Katz Samuel L |
Director |
– • – |
2020-12-03 |
4 |
D |
$10.91 |
$1,312,473 |
D/D |
(120,300) |
86,500 |
|
- |
|
| Katz Samuel L |
Director |
– • – |
2020-06-10 |
4 |
B |
$8.83 |
$132,450 |
D/D |
15,000 |
206,800 |
2.39 |
-7% |
|
| Bernstein Adam K |
Director |
– • – |
2020-03-31 |
4 |
B |
$4.94 |
$19,760 |
D/D |
4,000 |
9,000 |
2.39 |
61% |
|
| Efrat Aviv |
Chief Financial Officer |
• – – |
2020-03-23 |
4 |
B |
$3.90 |
$70,406 |
D/D |
18,050 |
109,000 |
2.74 |
113% |
|
| Efrat Aviv |
Chief Financial Officer |
• – – |
2020-03-20 |
4 |
B |
$4.36 |
$125,617 |
D/D |
28,800 |
90,950 |
2.74 |
80% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-20 |
4 |
B |
$4.32 |
$95,082 |
I/I |
22,000 |
344,009 |
2.66 |
80% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-19 |
4 |
B |
$4.17 |
$68,023 |
I/I |
16,300 |
322,009 |
2.66 |
81% |
|
| Flug Jeffrey |
Director |
– • – |
2020-03-19 |
4 |
B |
$3.56 |
$1,423 |
I/I |
400 |
12,400 |
2.02 |
81% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-18 |
4 |
B |
$4.26 |
$85,250 |
I/I |
20,000 |
305,709 |
2.66 |
125% |
|
| Efrat Aviv |
Chief Financial Officer |
• – – |
2020-02-28 |
4 |
B |
$10.81 |
$183,811 |
D/D |
17,000 |
62,150 |
2.74 |
-24% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-02-26 |
4 |
B |
$11.80 |
$82,596 |
I/I |
7,000 |
285,709 |
2.66 |
-32% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-11-26 |
4 |
B |
$12.28 |
$104,393 |
I/I |
8,500 |
278,709 |
2.66 |
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-11-25 |
4 |
B |
$12.03 |
$96,234 |
I/I |
8,000 |
270,209 |
2.66 |
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-11-22 |
4 |
B |
$11.78 |
$106,025 |
I/I |
9,000 |
262,209 |
2.66 |
- |
|
| Katz Samuel L |
Director |
– • – |
2019-09-04 |
4 |
B |
$11.42 |
$285,408 |
D/D |
25,000 |
191,800 |
2.39 |
- |
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57 Records found
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Page 1 of 3 |
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