PFLT : Insider Transactions for Pennantpark Floating Rate Capital Ltd. | J3SG

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Pennantpark Floating Rate Capital Ltd. (PFLT)

$11.44

0.07 (0.61%) as of 4:30 Mon 5/13

Download

Exchange:

Over The Counter

Security Type:

Common

Shares Out:

38,770,000

Market Cap:

443.53(M)

Last Volume:

0

Avg Vol:

0

52 Week Range:

$9.71 - $12.61

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Closed - End Fund - Equity

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile PennantPark Floating Rate Capital is a closed-end, externally managed, non-diversified investment company. Co.'s objectives is to generate both current income and capital appreciation while seeking to preserve capital by investing primarily in loans bearing a variable-rate of interest, or Floating Rate Loans, and other investments made to U.S. middle-market companies.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-11	2023-11-10	2023-05-12	2022-05-12

Adjust Filter Settings

Records found: 92

Page 2 of 4

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Chairman and CEOInvestment Adv

• • –

2019-08-15

4

B

$11.55

$92,383

I/I

8,000

253,209

2.66

-

Chairman and CEOInvestment Adv

• • –

2019-08-13

4

B

$11.73

$117,343

I/I

10,000

245,209

2.66

-

Chairman and CEOInvestment Adv

• • –

2019-08-12

4

B

$11.57

$92,523

I/I

8,000

235,209

2.66

-

Chairman and CEOInvestment Adv

• • –

2019-08-09

4

B

$11.66

$104,951

I/I

9,000

227,209

2.66

-

CFO

• – –

2019-05-17

4

B

$12.05

$98,817

D/D

8,200

45,150

2.74

-

Chairman and CEOInvestment Adv

• • –

2019-05-15

4

B

$12.09

$114,839

I/I

9,500

218,209

2.66

-

CFO

• – –

2019-05-14

4

B

$12.05

$98,817

D/D

8,200

36,950

2.74

-

Chairman and CEOInvestment Adv

• • –

2019-05-14

4

B

$12.08

$96,673

I/I

8,000

208,709

2.66

-

Director

– • –

2019-05-13

4

B

$12.11

$241,021

D/D

19,900

166,800

2.39

-

Chairman and CEOInvestment Adv

• • –

2019-05-13

4

B

$12.10

$84,666

I/I

7,000

200,709

2.66

-

Director

– • –

2019-05-10

4

B

$12.20

$1,220

D/D

100

146,900

2.31

-

Chairman and CEOInvestment Adv

• • –

2019-05-10

4

B

$12.15

$109,326

I/I

9,000

193,709

2.66

-

Director

– • –

2018-02-26

4

B

$12.64

$214,858

D/D

17,000

136,800

2.39

-

Chairman and CEOInvestment Adv

• • –

2018-02-15

4

B

$12.81

$108,885

I/I

8,500

184,709

2.66

-

Chairman and CEOInvestment Adv

• • –

2018-02-14

4

B

$12.98

$116,839

I/I

9,000

176,209

2.66

-

Chairman and CEOInvestment Adv

• • –

2018-02-13

4

B

$12.81

$102,451

I/I

8,000

167,209

2.66

-

Chairman and CEOInvestment Adv

• • –

2018-02-12

4

B

$12.57

$125,664

I/I

10,000

159,209

2.66

-

Director

– • –

2016-02-11

4

B

$10.50

$43,482

D/D

4,140

119,800

2.39

-

Director

– • –

2016-02-09

4

B

$10.52

$61,632

D/D

5,860

115,660

2.39

-

Director

– • –

2015-11-23

4

B

$11.60

$5,800

D/D

500

3,500

2.39

-

Director

– • –

2015-09-04

4

B

$12.23

$244,638

D/D

20,000

109,800

2.39

-

Director

– • –

2015-09-01

4

B

$11.58

$17,370

D/D

1,500

3,000

2.39

-

Director

– • –

2015-09-01

4

B

$12.14

$18,214

D/D

1,500

1,500

2.39

-

Director

– • –

2015-08-31

4

B

$12.10

$72,629

I/I

6,000

12,000

2.1

-

Director

– • –

2015-08-26

4

B

$12.00

$89,784

D/D

7,482

79,500

2.39

-

92 Records found	1 2 3 4	Page 2 of 4

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.