| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
38,770,000 |
| Market
Cap: |
443.53(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.71 - $12.61 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile PennantPark Floating Rate Capital is a closed-end, externally managed, non-diversified investment company. Co.'s objectives is to generate both current income and capital appreciation while seeking to preserve capital by investing primarily in loans bearing a variable-rate of interest, or Floating Rate Loans, and other investments made to U.S. middle-market companies.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Flug Jeffrey |
Director |
– • – |
2015-08-26 |
4 |
B |
$12.11 |
$72,670 |
I/I |
6,000 |
6,000 |
2.1 |
- |
|
| Katz Samuel L |
Director |
– • – |
2015-08-24 |
4 |
B |
$12.00 |
$151,216 |
D/D |
12,518 |
72,018 |
2.39 |
- |
|
| Efrat Aviv |
CFO |
• – – |
2015-08-20 |
4 |
B |
$12.85 |
$192,819 |
D/D |
15,000 |
28,750 |
2.74 |
- |
|
| Katz Samuel L |
Director |
– • – |
2014-08-26 |
4 |
B |
$14.16 |
$112,871 |
D/D |
7,969 |
69,633 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2014-08-22 |
4 |
B |
$14.03 |
$2,343 |
D/D |
167 |
61,831 |
2.31 |
- |
|
| Katz Samuel L |
Director |
– • – |
2014-08-21 |
4 |
B |
$14.03 |
$26,152 |
D/D |
1,864 |
61,664 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2014-05-15 |
4 |
B |
$13.65 |
$4,095 |
D/D |
300 |
59,800 |
2.31 |
- |
|
| Efrat Aviv |
CFO |
• – – |
2013-05-22 |
4 |
B |
$14.45 |
$115,566 |
D/D |
8,000 |
13,750 |
2.74 |
- |
|
| Katz Samuel L |
Director |
– • – |
2013-03-21 |
4 |
B |
$14.00 |
$420,000 |
D/D |
30,000 |
59,500 |
2.39 |
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-20 |
4 |
S |
$14.21 |
$129,207 |
I/I |
(9,095) |
149,209 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-19 |
4 |
S |
$14.11 |
$364,691 |
I/I |
(25,847) |
140,114 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-15 |
4 |
S |
$13.96 |
$217,776 |
I/I |
(15,600) |
114,267 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-14 |
4 |
S |
$13.92 |
$47,967 |
I/I |
(3,445) |
98,667 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-13 |
4 |
S |
$13.98 |
$59,621 |
I/I |
(4,265) |
95,222 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-12 |
4 |
S |
$13.95 |
$33,480 |
I/I |
(2,400) |
90,957 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-11 |
4 |
S |
$13.96 |
$145,209 |
I/I |
(10,400) |
88,557 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-08 |
4 |
S |
$13.87 |
$57,535 |
I/I |
(4,149) |
78,157 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-07 |
4 |
S |
$13.96 |
$57,220 |
I/I |
(4,100) |
74,008 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-06 |
4 |
S |
$13.82 |
$159,298 |
I/I |
(11,530) |
69,908 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-05 |
4 |
S |
$13.84 |
$305,951 |
I/I |
(22,101) |
58,378 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-04 |
4 |
S |
$13.48 |
$31,811 |
I/I |
(2,360) |
36,277 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-02-01 |
4 |
S |
$13.41 |
$69,742 |
I/I |
(5,200) |
33,917 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-31 |
4 |
S |
$13.34 |
$21,343 |
I/I |
(1,600) |
28,717 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-30 |
4 |
S |
$13.40 |
$7,702 |
I/I |
(575) |
27,117 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-29 |
4 |
S |
$13.37 |
$29,418 |
I/I |
(2,200) |
26,542 |
|
- |
|
92 Records found
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Page 3 of 4 |
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