| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
38,770,000 |
| Market
Cap: |
446.24(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.71 - $12.61 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
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| |
|
Company Profile PennantPark Floating Rate Capital is a closed-end, externally managed, non-diversified investment company. Co.'s objectives is to generate both current income and capital appreciation while seeking to preserve capital by investing primarily in loans bearing a variable-rate of interest, or Floating Rate Loans, and other investments made to U.S. middle-market companies.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-28 |
4 |
S |
$13.42 |
$63,084 |
I/I |
(4,700) |
24,342 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-25 |
4 |
S |
$13.34 |
$25,347 |
I/I |
(1,900) |
19,642 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-24 |
4 |
S |
$13.32 |
$38,634 |
I/I |
(2,900) |
17,742 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-23 |
4 |
S |
$13.35 |
$18,684 |
I/I |
(1,400) |
14,842 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-22 |
4 |
S |
$13.41 |
$18,771 |
I/I |
(1,400) |
13,442 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-18 |
4 |
S |
$13.42 |
$18,449 |
I/I |
(1,375) |
12,042 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-17 |
4 |
S |
$13.40 |
$40,214 |
I/I |
(3,000) |
10,667 |
|
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2013-01-16 |
4 |
S |
$13.41 |
$93,843 |
I/I |
(7,000) |
7,667 |
|
- |
|
| Efrat Aviv |
CFO |
• – – |
2011-11-30 |
4 |
B |
$10.53 |
$31,578 |
D/D |
3,000 |
5,750 |
2.74 |
- |
|
| Bernstein Adam K |
Director |
– • – |
2011-08-18 |
4 |
B |
$11.23 |
$16,845 |
D/D |
1,500 |
5,000 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2011-08-12 |
4 |
B |
$10.60 |
$21,200 |
D/D |
2,000 |
29,500 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2011-08-10 |
4 |
B |
$10.80 |
$108,000 |
D/D |
10,000 |
27,500 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2011-08-09 |
4 |
B |
$10.87 |
$141,279 |
D/D |
13,000 |
17,500 |
2.39 |
- |
|
| Efrat Aviv |
CFO |
• – – |
2011-08-09 |
4 |
B |
$10.86 |
$29,864 |
D/D |
2,750 |
2,750 |
2.74 |
- |
|
| Bernstein Adam K |
Director |
– • – |
2011-08-08 |
4 |
B |
$11.19 |
$39,165 |
D/D |
3,500 |
3,500 |
2.39 |
- |
|
| Katz Samuel L |
Director |
– • – |
2011-08-08 |
4 |
B |
$10.83 |
$48,719 |
D/D |
4,500 |
4,500 |
2.39 |
- |
|
| Penn Arthur H |
Chairman and CEOOfficer |
• • – |
2011-04-07 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
667 |
|
- |
|
92 Records found
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Page 4 of 4 |
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