| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
11,833,000 |
| Market
Cap: |
98.45(M) |
| Last
Volume: |
36,028 |
Avg
Vol: |
25,628 |
| 52
Week Range: |
$6.95 - $8.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Flaherty and Crumrine Preferred and Income Opportunity Fund is registered as a diversified, close-end management investment company. The Fund's investment objective is to provide its common shareholders with high current income consistent with the preservation of capital.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-08 |
2023-11-07 |
2023-05-09 |
2022-05-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Crumrine Donald F |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
5,800 |
|
- |
|
| Ettinger Robert M |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
13,626 |
|
- |
|
| Stone Bradford S |
CFO, Vice President, Treasurer |
• – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
5,105 |
|
- |
|
| Conwell Chad |
CCO, Vice President, Secretary |
• – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
500 |
|
- |
|
| Hogan Karen Hanovice |
Director |
– • – |
2013-08-06 |
4 |
B |
$10.56 |
$9,505 |
D/D |
900 |
900 |
2.39 |
- |
|
| Conwell Chad |
CCO, VP and Secretary |
• – – |
2013-06-03 |
4 |
B |
$11.33 |
$5,665 |
D/D |
500 |
500 |
2.74 |
- |
|
| Ettinger Robert M |
President |
• – – |
2012-12-28 |
5 |
GD |
$10.97 |
$100,924 |
I/I |
9,200 |
8,603 |
|
- |
|
| Wulf Robert F |
Director |
– • – |
2010-04-14 |
4 |
S |
$9.90 |
$6 |
D/D |
(1) |
1,024 |
|
- |
|
| Hogan Karen Hanovice |
Director |
– • – |
2010-01-04 |
4 |
B |
$8.36 |
$5,013 |
D/D |
600 |
600 |
2.39 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-01-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
213 |
|
- |
|
| Chadwick Robert E |
Chief Financial Officer |
• – – |
2007-12-17 |
4 |
B |
$9.04 |
$45,200 |
D/D |
5,000 |
8,013 |
2.74 |
- |
|
| Ettinger Robert M |
President |
• – – |
2007-12-17 |
4 |
B |
$9.00 |
$72,000 |
D/D |
8,000 |
20,000 |
2.74 |
- |
|
| Stone Bradford S |
Vice President |
• – – |
2007-08-20 |
4 |
B |
$10.00 |
$10,000 |
D/D |
1,000 |
5,000 |
2.74 |
- |
|
| Crumrine Donald F |
Chairman of the Board |
• • – |
2007-08-14 |
4 |
B |
$10.91 |
$52,368 |
D/D |
4,800 |
7,143 |
2.81 |
- |
|
| Chadwick Robert E |
Vice President, CFO |
• – – |
2006-12-26 |
4 |
A |
$12.30 |
$105,817 |
I/I |
8,603 |
8,603 |
|
- |
|
| Stone Bradford S |
Vice President |
• – – |
2006-12-26 |
4 |
A |
$12.30 |
$105,817 |
I/I |
8,603 |
8,603 |
|
- |
|
| Chadwick Robert E |
CFO,Vice President & Treasurer |
• – – |
2006-05-15 |
4 |
B |
$10.84 |
$10,840 |
D/D |
1,000 |
2,718 |
2.74 |
- |
|
| Gale David |
officerTitle |
– • – |
2006-01-24 |
4 |
B |
$12.56 |
$6,280 |
D/D |
500 |
3,000 |
2.39 |
- |
|
| Stone Bradford S |
officerTitle |
• – – |
2005-12-20 |
4 |
B |
$11.08 |
$33,240 |
D/D |
3,000 |
4,000 |
2.74 |
- |
|
| Brody Martin |
Director |
– • – |
2004-12-27 |
4 |
S |
$13.63 |
$23,116 |
D/D |
(1,696) |
0 |
|
- |
|
| Lodolo Laurie C |
Asst CCO, Asst Treas, Asst Sec |
• – – |
2004-07-23 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
329 |
|
- |
|
| Lodolo Laurie C |
Asst CCO, Asst Treas, Asst Sec |
• – – |
2004-07-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7 |
|
- |
|
| Ettinger Robert M |
President |
• • – |
2004-04-26 |
4 |
B |
$12.35 |
$61,750 |
D/D |
5,000 |
12,000 |
2.81 |
- |
|
| Chadwick Robert E |
Vice President |
• – – |
2004-04-06 |
4 |
B |
$12.95 |
$19,425 |
D/D |
1,500 |
1,500 |
2.74 |
- |
|
| Stone Bradford S |
Vice President |
• – – |
2004-04-05 |
4 |
B |
$12.95 |
$12,950 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
27 Records found
|
|
Page 1 of 2 |
|
|
0.02 (0.24%) 
