PFX : Insider Transactions for PhenixFIN Corp


Company Profile PhenixFIN is a non-diversified closed end management investment company. Co.'s investment objective is to generate current income and capital appreciation by lending directly to privately held middle market companies, primarily through directly originated transactions to help these companies expand their business, refinance and make acquisitions.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	24,909	24,909	50,240	102,271
Total Buy Value	$1,120,554	$1,120,554	$2,041,322	$3,991,602
Total People Bought	2	2	3	3
Total Buy Transactions	9	9	20	44
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-15	2023-11-14	2023-05-16	2022-05-16

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Records found: 345

Page 10 of 14

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Taube Seth

Director

– • –

2017-05-10

$6.19

$308,749

I/I

49,869

2,859,486

2.1

Taube Brook

Chief Executive Officer

• • –

2017-05-09

$6.84

$341,149

I/I

49,869

2,809,617

2.66

Taube Seth

Director

– • –

2017-05-09

$6.84

$341,149

I/I

49,869

2,809,617

2.1

Taube Seth

Director

– • –

2017-03-17

$7.50

$87,450

I/I

11,660

2,759,748

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-17

$7.50

$87,450

I/I

11,660

2,759,748

2.66

Taube Seth

Director

– • –

2017-03-16

$7.50

$3,000

I/I

400

2,748,088

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-16

$7.50

$3,000

I/I

400

2,748,088

2.58

Taube Brook

Chief Executive Officer

• • –

2017-03-15

$7.50

$321,000

I/I

42,800

2,747,688

2.66

Taube Seth

Director

– • –

2017-03-15

$7.50

$321,000

I/I

42,800

2,747,688

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-14

$7.50

$294,525

I/I

39,270

2,704,888

2.66

Taube Seth

Director

– • –

2017-03-14

$7.50

$294,525

I/I

39,270

2,704,888

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-13

$7.50

$84,391

I/I

11,253

2,665,618

2.66

Taube Seth

Director

– • –

2017-03-13

$7.50

$84,391

I/I

11,253

2,665,618

2.1

Taube Seth

Director

– • –

2017-03-09

$7.47

$574,363

I/I

76,845

2,654,365

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-09

$7.47

$574,363

I/I

76,845

2,654,365

2.66

Taube Seth

Director

– • –

2017-03-08

$7.50

$23,108

I/I

3,081

2,577,520

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-08

$7.50

$23,108

I/I

3,081

2,577,520

2.58

Taube Seth

Director

– • –

2017-03-07

$7.50

$283,064

I/I

37,754

2,574,439

2.1

Taube Brook

Chief Executive Officer

• • –

2017-03-07

$7.50

$283,064

I/I

37,754

2,574,439

2.66

Taube Seth

Director

– • –

2017-02-01

$7.49

$111,065

I/I

14,835

2,536,685

2.1

Taube Brook

Chief Executive Officer

• • –

2017-02-01

$7.49

$111,065

I/I

14,835

2,536,685

2.66

Taube Seth

Director

– • –

2017-01-31

$7.48

$478,178

I/I

63,937

2,521,850

2.1

Taube Brook

Chief Executive Officer

• • –

2017-01-31

$7.48

$478,178

I/I

63,937

2,521,850

2.66

Taube Seth

Director

– • –

2017-01-30

$7.50

$209,315

I/I

27,909

2,457,913

2.1

Taube Brook

Chief Executive Officer

• • –

2017-01-30

$7.50

$209,315

I/I

27,909

2,457,913

2.66

345 Records found	Previous 10 11 12 13 14	Page 10 of 14

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: