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| Exchange: |
Nasdaq National Market |
| Security
Type: |
N/A |
| Shares
Out: |
71,061,000 |
| Market
Cap: |
506.66(M) |
| Last
Volume: |
350,367 |
Avg
Vol: |
374,181 |
| 52
Week Range: |
$4.76 - $7.23 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : 8.8 |
| Insider 6 Months : 9.7 |
| Insider 3/6 Months : 18.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile PennantPark Investment is a closed-end, externally managed, non-diversified investment company. Co.'s objectives are to generate both current income and capital appreciation while seeking to preserve capital through debt and equity investments primarily made to U.S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
23,538 |
28,205 |
188,590 |
279,520 |
| Total Buy Value |
$159,201 |
$189,160 |
$1,086,488 |
$1,603,343 |
| Total People Bought |
2 |
2 |
4 |
4 |
| Total Buy Transactions |
5 |
8 |
19 |
23 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Briones Jose A |
Director |
– • – |
2022-05-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
7,328 |
|
-14% |
|
| Briones Jose A |
Director |
– • – |
2022-05-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200,076 |
|
-14% |
|
| Flug Jeffrey |
Director |
– • – |
2022-02-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(9,500) |
151,782 |
|
- |
|
| Katz Samuel L |
Director |
– • – |
2020-12-18 |
4 |
B |
$4.45 |
$22,250 |
D/D |
5,000 |
41,710 |
2.39 |
43% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-17 |
4 |
B |
$4.40 |
$11,000 |
D/D |
2,500 |
36,710 |
2.39 |
51% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-16 |
4 |
B |
$4.42 |
$22,100 |
D/D |
5,000 |
34,210 |
2.39 |
53% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-15 |
4 |
B |
$4.47 |
$42,465 |
D/D |
9,490 |
29,210 |
2.39 |
46% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-14 |
4 |
B |
$4.48 |
$13,494 |
D/D |
3,010 |
19,720 |
2.39 |
45% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-11 |
4 |
B |
$4.52 |
$22,600 |
D/D |
5,000 |
16,710 |
2.39 |
44% |
|
| Katz Samuel L |
Director |
– • – |
2020-12-03 |
4 |
A |
$4.62 |
$819,038 |
I/I |
177,281 |
177,581 |
|
- |
|
| Katz Samuel L |
Director |
– • – |
2020-12-03 |
4 |
D |
$4.62 |
$819,038 |
D/D |
(177,281) |
11,710 |
|
- |
|
| Flug Jeffrey |
Director |
– • – |
2020-11-23 |
4 |
D |
$0.00 |
$0 |
I/I |
(11,500) |
161,282 |
|
- |
|
| Efrat Aviv |
CFO and Treasurer |
• – – |
2020-03-23 |
4 |
B |
$2.01 |
$58,476 |
D/D |
29,100 |
162,203 |
2.74 |
56% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-20 |
4 |
B |
$2.50 |
$80,150 |
I/I |
32,000 |
938,423 |
2.66 |
25% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-19 |
4 |
B |
$2.30 |
$80,360 |
I/I |
35,000 |
906,423 |
2.66 |
25% |
|
| Efrat Aviv |
CFO and Treasurer |
• – – |
2020-03-18 |
4 |
B |
$2.22 |
$59,856 |
D/D |
27,000 |
133,102 |
2.74 |
53% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-03-18 |
4 |
B |
$2.17 |
$65,169 |
I/I |
30,000 |
871,423 |
2.66 |
53% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-02-13 |
4 |
B |
$6.59 |
$52,712 |
I/I |
8,000 |
841,423 |
2.66 |
-48% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2020-02-12 |
4 |
B |
$6.56 |
$65,559 |
I/I |
10,000 |
833,423 |
2.66 |
-48% |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-12-02 |
4 |
B |
$6.17 |
$98,736 |
I/I |
16,000 |
823,423 |
2.66 |
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-11-26 |
4 |
B |
$6.09 |
$103,569 |
I/I |
17,000 |
807,423 |
2.66 |
- |
|
| Penn Arthur H |
Chairman and CEOInvestment Adv |
• • – |
2019-11-25 |
4 |
B |
$6.08 |
$97,338 |
I/I |
16,000 |
790,423 |
2.66 |
- |
|
| Penn Arthur H |
Chairman and CEO / Investment |
• – – |
2019-08-15 |
4 |
B |
$6.35 |
$95,199 |
I/I |
15,000 |
774,423 |
1.99 |
- |
|
| Penn Arthur H |
Chairman and CEO / Investment |
• – – |
2019-08-13 |
4 |
B |
$6.40 |
$108,778 |
I/I |
17,000 |
759,423 |
1.99 |
- |
|
| Penn Arthur H |
Chairman and CEO / Investment |
• – – |
2019-08-12 |
4 |
B |
$6.30 |
$94,491 |
I/I |
15,000 |
742,423 |
1.99 |
- |
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105 Records found
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Page 2 of 5 |
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