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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,364 |
| 52
Week Range: |
$0.0041 - $0.0041 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-25 |
2023-10-24 |
2023-04-25 |
2022-04-25 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Mccain Richard Barto |
Chief Financial Officer |
• – – |
2012-10-01 |
4 |
D |
$0.04 |
$14 |
D/D |
(361) |
58,263 |
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- |
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| Engel Bryce |
President |
• – – |
2012-08-01 |
4 |
D |
$0.11 |
$41 |
D/D |
(377) |
115,428 |
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- |
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| Mccain Richard Barto |
Chief Financial Officer |
• – – |
2012-08-01 |
4 |
D |
$0.11 |
$13 |
D/D |
(118) |
58,624 |
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- |
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| Mccain Richard Barto |
Chief Financial Officer |
• – – |
2012-07-31 |
4 |
D |
$0.11 |
$2 |
D/D |
(14) |
58,742 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2012-07-01 |
4 |
D |
$0.15 |
$116 |
D/D |
(776) |
74,880 |
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- |
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| Mccain Richard Barto |
Chief Financial Officer |
• – – |
2012-07-01 |
4 |
D |
$0.15 |
$54 |
D/D |
(361) |
58,756 |
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- |
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| Kelly David M |
Director |
– • – |
2012-06-25 |
4 |
D |
$0.00 |
$0 |
D/D |
(184,211) |
88,898 |
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- |
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| Engel Bryce |
President |
• – – |
2012-06-13 |
4 |
S |
$0.18 |
$13,124 |
D/D |
(72,591) |
115,805 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2012-06-12 |
4 |
S |
$0.22 |
$16,843 |
D/D |
(76,559) |
75,656 |
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- |
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| Engel Bryce |
President |
• – – |
2012-06-12 |
4 |
S |
$0.22 |
$2,621 |
D/D |
(11,913) |
188,396 |
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- |
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| Mccain Richard Barto |
Chief Financial OfficerOfficer |
• – – |
2012-06-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
59,117 |
|
- |
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| Basso Robert S |
Director |
– • – |
2012-05-17 |
4 |
A |
$0.00 |
$0 |
D/D |
184,211 |
247,711 |
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- |
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| Schueneman Diane Lynn |
Director |
– • – |
2012-05-17 |
4 |
A |
$0.00 |
$0 |
D/D |
184,211 |
268,245 |
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- |
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| Johnson David |
Director |
– • – |
2012-05-17 |
4 |
A |
$0.00 |
$0 |
D/D |
184,211 |
224,834 |
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- |
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| Kelly David M |
Director |
– • – |
2012-05-17 |
4 |
A |
$0.00 |
$0 |
D/D |
184,211 |
273,109 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2012-03-31 |
4 |
D |
$0.68 |
$405 |
D/D |
(595) |
90,609 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2012-03-31 |
4 |
D |
$0.68 |
$528 |
D/D |
(776) |
152,215 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2012-02-15 |
4 |
A |
$1.58 |
$49,519 |
D/D |
31,341 |
152,991 |
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- |
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| Basso Robert S |
Director |
– • – |
2012-02-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
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- |
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| Basso Robert S |
Director |
– • – |
2012-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
62,500 |
63,500 |
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| Engel Bryce |
Executive Vice President |
• – – |
2012-02-01 |
4 |
D |
$1.40 |
$528 |
D/D |
(377) |
145,838 |
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- |
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| Smith Mary Agnes |
Global Controller |
• – – |
2012-01-01 |
4 |
D |
$1.16 |
$636 |
D/D |
(548) |
7,888 |
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- |
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| Engel Bryce |
Executive Vice President |
• – – |
2012-01-01 |
4 |
D |
$1.16 |
$7,744 |
D/D |
(6,676) |
146,215 |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2012-01-01 |
4 |
D |
$1.16 |
$6,423 |
D/D |
(5,537) |
57,522 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2012-01-01 |
4 |
D |
$1.16 |
$4,545 |
D/D |
(3,918) |
125,632 |
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- |
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392 Records found
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Page 1 of 16 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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