|
|
|
| 
|
|
|
My Recent Searches
|
|
|
|
|
|
|
|
|
Penson Worldwide Inc (PNSNQ) |
|
|
$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
|
|
Download |
|
|
| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,278 |
| 52
Week Range: |
$0.0041 - $0.0041 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kelly David M |
Director |
– • – |
2009-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
58,657 |
|
- |
|
| Johnson David |
Director |
– • – |
2009-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
10,382 |
|
- |
|
| Dyer James S |
Director |
– • – |
2009-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
4,132 |
|
- |
|
| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2009-06-30 |
4 |
D |
$8.95 |
$3,338 |
D/D |
(373) |
75,815 |
|
- |
|
| Raphael Eran Simon |
Executive Vice PresidentOffice |
• – – |
2009-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
36,185 |
|
- |
|
| Engel Bryce |
Executive Vice PresidentOffice |
• – – |
2009-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
60,000 |
|
- |
|
| Yancey Charles William |
CEO of Registrant SubsidiaryOf |
• – – |
2009-06-15 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
4,500 |
|
- |
|
| Yancey Charles William |
CEO of Registrant SubsidiaryOf |
• – – |
2009-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
64,107 |
|
- |
|
| Presby Mark M |
Controller |
• – – |
2009-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
|
- |
|
| Son Daniel P Jr |
President |
• • – |
2009-05-12 |
5 |
GD |
$0.00 |
$0 |
I/I |
200 |
571,327 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2009-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
80,005 |
|
- |
|
| Johnson Thomas Richard |
Director |
– • – |
2009-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
13,119 |
|
- |
|
| Kelly David M |
Director |
– • – |
2009-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
57,885 |
|
- |
|
| Johnson David |
Director |
– • – |
2009-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
9,610 |
|
- |
|
| Dyer James S |
Director |
– • – |
2009-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
3,360 |
|
- |
|
| Reed David A |
Director |
– • – |
2009-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
3,360 |
|
- |
|
| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2009-04-01 |
4 |
D |
$6.73 |
$2,295 |
D/D |
(341) |
44,600 |
|
- |
|
| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2009-03-31 |
4 |
D |
$6.43 |
$4,089 |
D/D |
(636) |
44,941 |
|
- |
|
| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2009-03-31 |
4 |
D |
$6.43 |
$4,482 |
D/D |
(697) |
76,188 |
|
- |
|
| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2009-03-30 |
4 |
D |
$5.97 |
$2,227 |
D/D |
(373) |
76,885 |
|
- |
|
| Smith Mary Agnes |
Controller |
• – – |
2009-02-16 |
4 |
D |
$6.25 |
$800 |
D/D |
(128) |
4,573 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2009-01-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
79,525 |
|
- |
|
| Kelly David M |
Director |
– • – |
2009-01-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
57,045 |
|
- |
|
| Reed David A |
Director |
– • – |
2009-01-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
2,520 |
|
- |
|
| Johnson David |
Director |
– • – |
2009-01-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
8,770 |
|
- |
|
392 Records found
|
|
Page 10 of 16 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
