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My Recent Searches
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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,151 |
| 52
Week Range: |
$0.0041 - $0.0041 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Johnson Thomas Richard |
Director |
– • – |
2009-01-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
12,279 |
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- |
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| Dyer James S |
Director |
– • – |
2009-01-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
2,520 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2009-01-01 |
4 |
D |
$7.62 |
$6,226 |
D/D |
(817) |
77,258 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2009-01-01 |
4 |
D |
$7.62 |
$2,598 |
D/D |
(341) |
45,577 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
12,500 |
12,500 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2008-12-31 |
4 |
GD |
$0.00 |
$0 |
I/I |
15,000 |
2,557,855 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
31,250 |
79,045 |
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- |
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| Son Daniel P Jr |
President |
• • – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
18,750 |
18,760 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-12-31 |
4 |
D |
$7.62 |
$4,846 |
D/D |
(636) |
45,918 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2008-12-30 |
4 |
D |
$7.04 |
$2,626 |
D/D |
(373) |
78,075 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2008-11-16 |
4 |
D |
$6.30 |
$655 |
D/D |
(104) |
4,572 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2008-10-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
47,795 |
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- |
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| Dyer James S |
Director |
– • – |
2008-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
1,680 |
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- |
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| Johnson David |
Director |
– • – |
2008-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
7,930 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2008-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
11,439 |
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- |
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| Kelly David M |
Director |
– • – |
2008-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
56,205 |
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- |
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| Reed David A |
Director |
– • – |
2008-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
1,680 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2008-10-16 |
4 |
A |
$0.00 |
$0 |
D/D |
33,000 |
78,448 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-10-16 |
4 |
A |
$0.00 |
$0 |
D/D |
33,000 |
46,554 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-10-01 |
4 |
D |
$13.48 |
$3,720 |
D/D |
(276) |
13,554 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2008-09-30 |
4 |
D |
$13.87 |
$5,174 |
D/D |
(373) |
45,448 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2008-08-16 |
4 |
D |
$18.47 |
$1,921 |
D/D |
(104) |
4,562 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2008-08-01 |
4 |
S |
$18.30 |
$549,000 |
I/I |
(30,000) |
1,100,922 |
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- |
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| Reed David A |
Director |
– • – |
2008-07-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
840 |
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- |
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| Kelly David M |
Director |
– • – |
2008-07-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
55,365 |
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392 Records found
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Page 11 of 16 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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