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My Recent Searches
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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,193 |
| 52
Week Range: |
$0.0041 - $0.0041 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Johnson David |
Director |
– • – |
2008-07-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
7,090 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2008-07-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
10,599 |
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- |
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| Dyer James S |
Director |
– • – |
2008-07-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
840 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2008-07-28 |
4 |
GD |
$0.00 |
$0 |
I/I |
25,000 |
774,185 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-07-01 |
4 |
D |
$11.98 |
$3,306 |
D/D |
(276) |
13,830 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2008-06-30 |
4 |
D |
$11.95 |
$4,457 |
D/D |
(373) |
45,821 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2008-05-16 |
4 |
D |
$12.52 |
$1,603 |
D/D |
(128) |
4,666 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-04-01 |
4 |
D |
$9.78 |
$2,699 |
D/D |
(276) |
14,106 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2008-03-30 |
4 |
D |
$8.83 |
$3,294 |
D/D |
(373) |
45,852 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2008-02-16 |
4 |
D |
$10.52 |
$1,347 |
D/D |
(128) |
4,730 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2008-02-12 |
4 |
B |
$11.00 |
$39,050 |
I/I |
3,550 |
2,225 |
2.66 |
- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2008-02-12 |
4 |
B |
$11.00 |
$15,950 |
D/D |
1,450 |
47,315 |
2.81 |
- |
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| Engemoen Family Partnership Ltd |
10% Owner |
– – • |
2008-02-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,572,855 |
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- |
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| Engemoen Investments Llc |
10% Owner |
– – • |
2008-02-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,572,855 |
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- |
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| Steinhart Ronald G |
Director |
– • – |
2008-02-08 |
4 |
B |
$11.05 |
$71,825 |
I/I |
6,500 |
6,500 |
2.1 |
- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2008-01-01 |
4 |
D |
$14.35 |
$4,879 |
D/D |
(340) |
14,382 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2007-12-30 |
4 |
D |
$13.72 |
$5,118 |
D/D |
(373) |
46,225 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2007-11-16 |
4 |
D |
$15.49 |
$1,611 |
D/D |
(104) |
4,858 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2007-10-01 |
4 |
D |
$19.48 |
$5,376 |
D/D |
(276) |
14,945 |
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- |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2007-10-01 |
4 |
D |
$19.48 |
$7,266 |
D/D |
(373) |
46,303 |
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- |
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| Smith Mary Agnes |
Controller |
• – – |
2007-08-16 |
4 |
D |
$17.11 |
$1,779 |
D/D |
(104) |
4,922 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2007-08-15 |
5 |
GD |
$0.00 |
$0 |
I/I |
30,000 |
799,185 |
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- |
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| Engemoen Roger J Jr |
Chairman |
• • – |
2007-07-19 |
4 |
AS |
$20.00 |
$225,404 |
I/I |
(11,250) |
2,572,855 |
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| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2007-07-01 |
4 |
D |
$24.53 |
$9,150 |
D/D |
(373) |
46,676 |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2007-07-01 |
4 |
D |
$24.53 |
$6,770 |
D/D |
(276) |
15,221 |
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392 Records found
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Page 12 of 16 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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