| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,193 |
| 52
Week Range: |
$0.0041 - $0.0041 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2006-11-21 |
4 |
D |
$22.46 |
$16,755 |
D/D |
(746) |
15,920 |
|
- |
|
| Son Daniel P Jr |
President |
• • – |
2006-05-24 |
4 |
S |
$17.00 |
$224,621 |
I/I |
(13,213) |
676,527 |
|
- |
|
| Son Daniel P Jr |
President |
• • – |
2006-05-24 |
4 |
S |
$17.00 |
$26,401 |
D/D |
(1,553) |
10 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2006-05-24 |
4 |
S |
$17.00 |
$13,209 |
D/D |
(777) |
45,865 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2006-05-24 |
4 |
S |
$17.00 |
$255,782 |
I/I |
(15,046) |
887,685 |
|
- |
|
| Johnson Thomas Richard |
Director |
– • – |
2006-05-24 |
4 |
S |
$17.00 |
$348,874 |
I/I |
(20,522) |
1,130,922 |
|
- |
|
| Gross William D |
Director |
– • – |
2006-05-24 |
4 |
S |
$17.00 |
$332,299 |
D/D |
(19,547) |
897,856 |
|
- |
|
| Gray Joseph Kelly |
Director |
– • – |
2006-05-24 |
4 |
S |
$17.00 |
$213,010 |
I/I |
(12,530) |
690,470 |
|
- |
|
| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2006-05-24 |
4 |
S |
$17.00 |
$843,183 |
I/I |
(49,599) |
2,670,955 |
|
- |
|
| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2006-05-24 |
4 |
S |
$17.00 |
$11,407 |
I/I |
(671) |
5,219 |
|
- |
|
| Steinhart Ronald G |
Director |
– • – |
2006-05-22 |
4 |
B |
$17.00 |
$110,500 |
D/D |
6,500 |
6,500 |
2.39 |
- |
|
| Reed David A |
Director |
– • – |
2006-05-22 |
4 |
B |
$17.00 |
$85,000 |
I/I |
5,000 |
5,000 |
2.1 |
- |
|
| Tcv Member Fund L P |
GP of fund owns <10% |
– – – |
2006-05-22 |
4 |
B |
$17.00 |
$5,312,500 |
I/I |
312,500 |
71,651 |
0.01 |
- |
|
| Tcv Member Fund L P |
GP of fund owns <10% |
– – – |
2006-05-22 |
4 |
A |
$0.00 |
$0 |
I/I |
184,957 |
65,600 |
|
- |
|
| Tcv Member Fund L P |
GP of fund owns <10% |
– – – |
2006-05-22 |
4 |
A |
$0.00 |
$0 |
I/I |
3,341,306 |
62,163 |
|
- |
|
| Gross William D |
Director |
– • – |
2006-05-17 |
4 |
S |
$17.00 |
$2,215,321 |
D/D |
(130,313) |
917,403 |
|
- |
|
| Son Daniel P Jr |
President |
• • – |
2006-05-17 |
4 |
S |
$17.00 |
$1,673,429 |
D/D |
(98,437) |
1,563 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2006-05-17 |
4 |
S |
$17.00 |
$88,094 |
D/D |
(5,182) |
46,642 |
|
- |
|
| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2006-05-17 |
4 |
S |
$17.00 |
$1,705,168 |
I/I |
(100,304) |
902,731 |
|
- |
|
| Koslow Andrew B |
Senior VP - General Counsel |
• – – |
2006-05-17 |
4 |
S |
$17.00 |
$76,058 |
I/I |
(4,474) |
5,890 |
|
- |
|
| Johnson Thomas Richard |
Director |
– • – |
2006-05-17 |
4 |
S |
$17.00 |
$2,325,855 |
I/I |
(136,815) |
1,151,444 |
|
- |
|
| Gray Joseph Kelly |
Director |
– • – |
2006-05-17 |
4 |
S |
$17.00 |
$1,420,027 |
I/I |
(83,531) |
703,000 |
|
- |
|
| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2006-05-17 |
4 |
S |
$17.00 |
$5,621,271 |
I/I |
(330,663) |
2,720,554 |
|
- |
|
| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2006-05-16 |
4/A |
A |
$0.00 |
$0 |
D/D |
16,666 |
16,666 |
|
- |
|
| Koslow Andrew B |
Senior VP - General CounselOff |
• – – |
2006-05-16 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
16,666 |
|
- |
|
392 Records found
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Page 15 of 16 |
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