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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
28,020,000 |
Market
Cap: |
N/A |
Last
Volume: |
20,000 |
Avg
Vol: |
9,278 |
52
Week Range: |
$0.0041 - $0.0041 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Yancey Charles William |
CEO of Registrant Subsidiary |
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2012-01-01 |
4 |
D |
$1.16 |
$8,338 |
D/D |
(7,188) |
143,340 |
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- |
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Mcaleer Kevin W |
Chief Financial Officer |
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2012-01-01 |
4 |
D |
$1.16 |
$6,060 |
D/D |
(5,224) |
91,204 |
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- |
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Koslow Andrew B |
Executive VP - General Counsel |
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2012-01-01 |
4 |
D |
$1.16 |
$8,663 |
D/D |
(7,468) |
121,650 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-12-31 |
4 |
D |
$1.16 |
$690 |
D/D |
(595) |
150,528 |
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- |
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Mcaleer Kevin W |
Chief Financial Officer |
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2011-12-31 |
4 |
D |
$1.16 |
$690 |
D/D |
(595) |
96,428 |
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- |
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Koslow Andrew B |
Executive VP - General Counsel |
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2011-12-31 |
4 |
D |
$1.16 |
$900 |
D/D |
(776) |
129,118 |
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- |
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Schueneman Diane Lynn |
Director |
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2011-11-29 |
4 |
A |
$0.00 |
$0 |
D/D |
84,034 |
84,034 |
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- |
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Engel Bryce |
Executive Vice President |
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2011-11-01 |
4 |
D |
$1.20 |
$391 |
D/D |
(326) |
152,891 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-11-01 |
4 |
D |
$1.20 |
$342 |
D/D |
(285) |
151,123 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-10-31 |
4 |
D |
$1.23 |
$59 |
D/D |
(48) |
151,408 |
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- |
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Pendergraft Philip A |
Chief Executive Officer |
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2011-10-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
129,550 |
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- |
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Mcaleer Kevin W |
Chief Financial Officer |
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2011-10-01 |
4 |
D |
$1.45 |
$745 |
D/D |
(514) |
97,023 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-10-01 |
4 |
D |
$1.45 |
$745 |
D/D |
(514) |
151,456 |
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- |
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Koslow Andrew B |
Executive VP - General Counsel |
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2011-10-01 |
4 |
D |
$1.45 |
$1,006 |
D/D |
(694) |
129,894 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-08-01 |
4 |
D |
$3.01 |
$858 |
D/D |
(285) |
151,970 |
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- |
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Engel Bryce |
Executive Vice President |
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2011-08-01 |
4 |
D |
$3.01 |
$981 |
D/D |
(326) |
153,217 |
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- |
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Pendergraft Philip A |
Chief Executive Officer |
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2011-07-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
129,070 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-07-31 |
4 |
D |
$3.06 |
$147 |
D/D |
(48) |
152,255 |
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- |
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Smith Mary Agnes |
Global ControllerOfficer |
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2011-07-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,436 |
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- |
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Koslow Andrew B |
Executive VP - General Counsel |
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2011-07-01 |
4 |
D |
$3.45 |
$2,394 |
D/D |
(694) |
130,588 |
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- |
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Mcaleer Kevin W |
Chief Financial Officer |
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2011-07-01 |
4 |
D |
$3.45 |
$1,773 |
D/D |
(514) |
97,537 |
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- |
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Yancey Charles William |
CEO of Registrant Subsidiary |
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2011-07-01 |
4 |
D |
$3.45 |
$1,773 |
D/D |
(514) |
152,303 |
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- |
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Presby Mark M |
Controller |
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2011-06-01 |
4 |
D |
$3.63 |
$348 |
D/D |
(96) |
7,679 |
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- |
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Reed David A |
Director |
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2011-05-13 |
4/A |
B |
$3.44 |
$5,171 |
I/I |
1,500 |
6,500 |
2.1 |
- |
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Engel Bryce |
Executive Vice President |
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2011-05-13 |
4/A |
B |
$3.31 |
$40,132 |
D/D |
11,913 |
153,543 |
2.74 |
- |
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392 Records found
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Page 2 of 16 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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