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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,278 |
| 52
Week Range: |
$0.0041 - $0.0041 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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Form |
  Son Daniel P Jr |
President |
• • – |
2010-06-30 |
4 |
D |
$5.64 |
$6,994 |
D/D |
(1,240) |
16,280 |
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- |
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| Reed David A |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
20,768 |
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- |
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| Kelly David M |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
75,293 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2010-06-30 |
4 |
D |
$5.64 |
$4,664 |
D/D |
(827) |
10,652 |
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- |
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| Dyer James S |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
20,768 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
30,527 |
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- |
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| Johnson David |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
772 |
27,018 |
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- |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2010-06-11 |
4 |
D |
$6.44 |
$535 |
D/D |
(83) |
48,593 |
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- |
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| Presby Mark M |
Controller |
• – – |
2010-06-01 |
4 |
D |
$6.72 |
$685 |
D/D |
(102) |
7,123 |
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- |
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| Kelly David M |
Director |
– • – |
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10,190 |
74,521 |
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- |
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| Johnson David |
Director |
– • – |
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10,190 |
26,246 |
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- |
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| Dyer James S |
Director |
– • – |
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10,190 |
19,996 |
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- |
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| Reed David A |
Director |
– • – |
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10,190 |
19,996 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
10,190 |
29,755 |
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- |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2010-05-01 |
4 |
D |
$9.40 |
$14,410 |
D/D |
(1,533) |
48,676 |
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- |
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| Yancey Charles William |
CEO of Registrant Subsidiary |
• – – |
2010-05-01 |
4 |
D |
$9.40 |
$3,130 |
D/D |
(333) |
75,992 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2010-05-01 |
4 |
D |
$9.40 |
$13,639 |
D/D |
(1,451) |
79,577 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2010-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
79,857 |
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- |
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| Reed David A |
Director |
– • – |
2010-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
9,806 |
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- |
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| Dyer James S |
Director |
– • – |
2010-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
9,806 |
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- |
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| Kelly David M |
Director |
– • – |
2010-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
64,331 |
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- |
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| Johnson David |
Director |
– • – |
2010-04-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
16,056 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2010-03-31 |
4 |
D |
$10.07 |
$7,009 |
D/D |
(696) |
81,028 |
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| Yancey Charles William |
CEO of Registrant Subsidiary |
• – – |
2010-03-31 |
4 |
D |
$10.07 |
$5,176 |
D/D |
(514) |
76,325 |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2010-03-31 |
4 |
D |
$10.07 |
$6,384 |
D/D |
(634) |
50,209 |
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- |
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392 Records found
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Page 6 of 16 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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