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Penson Worldwide Inc (PNSNQ) |
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
28,020,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
20,000 |
Avg
Vol: |
9,278 |
| 52
Week Range: |
$0.0041 - $0.0041 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
|
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Raphael Eran Simon |
Executive Vice President |
• – – |
2009-12-31 |
4 |
D |
$9.06 |
$5,744 |
D/D |
(634) |
39,357 |
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- |
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| Yancey Charles William |
CEO of Registrant Subsidiary |
• – – |
2009-12-31 |
4 |
D |
$9.06 |
$5,744 |
D/D |
(634) |
61,832 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2009-12-31 |
4 |
D |
$9.06 |
$7,384 |
D/D |
(815) |
73,612 |
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- |
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| Mcaleer Kevin W |
Chief Financial Officer |
• – – |
2009-12-31 |
4 |
D |
$9.06 |
$5,744 |
D/D |
(634) |
42,386 |
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- |
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| Reed David A |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
7,354 |
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- |
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| Johnson David |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
13,604 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
17,113 |
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- |
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| Kelly David M |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
61,879 |
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- |
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| Dyer James S |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
771 |
7,354 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2009-12-21 |
4/A |
GD |
$0.00 |
$0 |
I/I |
10,000 |
764,185 |
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- |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2009-12-11 |
4 |
D |
$8.77 |
$728 |
D/D |
(83) |
39,991 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2009-12-09 |
5 |
GD |
$0.00 |
$0 |
I/I |
5,000 |
2,432,855 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2009-12-08 |
4 |
S |
$9.17 |
$580,562 |
I/I |
(63,311) |
2,437,855 |
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- |
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| Engemoen Family Partnership Ltd |
Chairman |
– – • |
2009-12-07 |
4 |
S |
$9.48 |
$537,412 |
I/I |
(56,689) |
2,501,166 |
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- |
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| Presby Mark M |
Controller |
• – – |
2009-12-01 |
4 |
D |
$9.16 |
$934 |
D/D |
(102) |
4,795 |
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- |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2009-11-06 |
4 |
B |
$9.14 |
$45,700 |
D/D |
5,000 |
40,074 |
2.74 |
- |
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| Yancey Charles William |
CEO of Registrant Subsidiary |
• – – |
2009-10-31 |
4 |
D |
$9.75 |
$468 |
D/D |
(48) |
62,466 |
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- |
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| Pendergraft Philip A |
Chief Executive Officer |
• • – |
2009-10-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
480 |
80,965 |
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- |
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| Reed David A |
Director |
– • – |
2009-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
6,583 |
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- |
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| Johnson Thomas Richard |
Director |
– • – |
2009-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
16,342 |
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- |
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| Kelly David M |
Director |
– • – |
2009-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
61,108 |
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- |
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| Dyer James S |
Director |
– • – |
2009-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
6,583 |
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- |
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| Johnson David |
Director |
– • – |
2009-10-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
840 |
12,833 |
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- |
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| Koslow Andrew B |
Executive VP - General Counsel |
• – – |
2009-10-01 |
4 |
D |
$9.68 |
$6,718 |
D/D |
(694) |
74,427 |
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- |
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| Raphael Eran Simon |
Executive Vice President |
• – – |
2009-10-01 |
4 |
D |
$9.68 |
$4,976 |
D/D |
(514) |
35,074 |
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392 Records found
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Page 8 of 16 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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