| |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
380,590,000 |
| Market
Cap: |
2.08(B) |
| Last
Volume: |
1,811,345 |
Avg
Vol: |
1,947,742 |
| 52
Week Range: |
$5.08 - $6.94 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 5 |
| Insider 6 Months : 12.3 |
| Insider 3/6 Months : 17.6 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Prospect Capital is registered as a closed-end investment company. Co.'s investment objective is to generate both current income and long-term capital appreciation through debt and equity investments. Co. invests primarily in senior and subordinated debt and equity of private companies in need of capital for acquisitions, divestitures, growth, development, recapitalizations and other purposes. Co. works with the management teams or financial sponsors to seek investments with historical cash flows, asset collateral or contracted pro-forma cash flows.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
5,000 |
96,750 |
482,430 |
499,330 |
| Total Buy Value |
$27,200 |
$549,389 |
$2,898,642 |
$3,019,049 |
| Total People Bought |
1 |
2 |
4 |
4 |
| Total Buy Transactions |
1 |
10 |
15 |
20 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-18 |
2023-10-17 |
2023-04-18 |
2022-04-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Van Dask Kristin Lea |
CFO, TREASURER, SECRETARY, CCO |
• – – |
2024-03-11 |
4 |
B |
$5.44 |
$27,200 |
I/I |
5,000 |
10,000 |
1.99 |
-2% |
|
| John & Daria Barry Foundation |
10% Owner |
– – • |
2023-12-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
43,727,065 |
|
-11% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-12-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,582,000 |
64,949,108 |
|
- |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-12-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,427,977 |
67,531,108 |
|
- |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-12-06 |
4 |
B |
$5.67 |
$56,700 |
D/D |
10,000 |
1,616,130 |
2.81 |
-4% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-12-05 |
4 |
B |
$5.64 |
$56,391 |
D/D |
10,000 |
1,606,130 |
2.81 |
-5% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-12-04 |
4 |
B |
$5.65 |
$56,600 |
D/D |
10,000 |
1,596,130 |
2.81 |
-4% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-11-29 |
4 |
B |
$5.60 |
$56,000 |
D/D |
10,000 |
1,586,130 |
2.81 |
-3% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-11-28 |
4 |
B |
$5.62 |
$56,200 |
D/D |
10,000 |
1,576,130 |
2.81 |
-2% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-11-27 |
4 |
B |
$5.75 |
$57,500 |
D/D |
10,000 |
1,566,130 |
2.81 |
-5% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-11-21 |
4 |
B |
$5.75 |
$90,563 |
D/D |
15,750 |
1,556,130 |
2.81 |
-5% |
|
| Eliasek M Grier |
Chief Operating Officer |
• • – |
2023-11-20 |
4 |
B |
$5.77 |
$63,837 |
D/D |
11,000 |
1,540,380 |
2.81 |
-6% |
|
| Van Dask Kristin Lea |
CFO, TREASURER, SECRETARY, CCO |
• – – |
2023-11-10 |
4 |
B |
$5.64 |
$28,398 |
I/I |
5,000 |
5,000 |
1.99 |
-2% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-09-12 |
4 |
B |
$5.99 |
$995,298 |
D/D |
166,160 |
72,918,888 |
3.23 |
3% |
|
| Stark Eugene S |
Director |
– • – |
2023-09-11 |
4 |
B |
$6.00 |
$18,000 |
D/D |
3,000 |
55,000 |
2.39 |
1% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-09-11 |
4 |
B |
$5.99 |
$98,955 |
D/D |
16,520 |
72,752,728 |
3.23 |
1% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-05-12 |
4 |
B |
$6.09 |
$609,000 |
D/D |
100,000 |
72,699,542 |
3.23 |
-1% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2023-05-11 |
4 |
B |
$6.28 |
$628,000 |
D/D |
100,000 |
72,599,542 |
3.23 |
-1% |
|
| Van Dask Kristin Lea |
CFO, TREASURER, SECRETARY, CCO |
• – – |
2023-03-14 |
4 |
B |
$6.87 |
$41,220 |
D/D |
6,000 |
66,492 |
2.74 |
-2% |
|
| Barry John F |
CHIEF EXECUTIVE OFFICER |
• • • |
2022-12-29 |
4 |
GD |
$0.00 |
$0 |
D/D |
7,512,116 |
72,468,491 |
|
- |
|
| Van Dask Kristin Lea |
CFO, TREASURER, SECRETARY, CCO |
• – – |
2022-11-11 |
4 |
B |
$7.51 |
$31,909 |
D/D |
4,250 |
58,517 |
2.74 |
-8% |
|
| Stark Eugene S |
Director |
– • – |
2022-09-26 |
4 |
B |
$6.55 |
$13,100 |
D/D |
2,000 |
52,000 |
2.39 |
14% |
|
| Stark Eugene S |
Director |
– • – |
2022-09-07 |
4 |
B |
$7.35 |
$14,700 |
D/D |
2,000 |
50,000 |
2.39 |
-1% |
|
| Van Dask Kristin Lea |
CFO, TREASURER, SECRETARY, CCO |
• – – |
2022-09-07 |
4 |
B |
$7.35 |
$19,478 |
D/D |
2,650 |
53,331 |
2.74 |
-1% |
|
| Stark Eugene S |
Director |
– • – |
2021-05-12 |
4 |
B |
$7.62 |
$15,560 |
D/D |
2,000 |
48,000 |
2.39 |
3% |
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216 Records found
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