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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
16,840,000 |
Market
Cap: |
161.83(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$9.61 - $9.61 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Pzena Investment Management is a holding company. Through its subsidiaries, Co. is an investment management firm. Co. manages assets in a variety of investment strategies across a range of market capitalizations in both U.S. and non-U.S. capital markets. Co. manages separate accounts on behalf of institutions, acts as sub-investment adviser for a variety of Securities and Exchange Commission-registered mutual funds and non-U.S. funds, and acts as investment adviser for the Pzena mutual funds, certain private placement funds and non-U.S. funds. Co. functions as the sole managing member of its operating company, Pzena Investment Management, LLC.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
779,586 |
Total Buy Value |
$0 |
$0 |
$0 |
$4,248,744 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
0 |
0 |
0 |
779,586 |
Total Sell Value |
$0 |
$0 |
$0 |
$4,248,744 |
Total People Sold |
0 |
0 |
0 |
1 |
Total Sell Transactions |
0 |
0 |
0 |
1 |
End Date |
2023-12-28 |
2023-09-26 |
2023-03-28 |
2022-03-28 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Lipsey William Louis |
Pres., Marketing/Client Serv. |
|
2022-10-31 |
4 |
D |
$0.00 |
$45,120 |
I/I |
(5,852,634) |
0 |
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- |
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Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
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2022-10-31 |
4 |
D |
$0.00 |
$39,360 |
I/I |
(24,787,404) |
0 |
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- |
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Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
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2022-10-31 |
4 |
D |
$9.60 |
$1,018 |
D/D |
(106) |
0 |
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- |
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Doran Jessica R |
Chief Financial Officer |
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2022-10-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(9,995) |
0 |
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- |
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Goetz John Paul |
President and Co-CIO |
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2022-10-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(5,209,084) |
0 |
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- |
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Meyerowich Richard P. |
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2022-10-31 |
4 |
D |
$9.60 |
$215,616 |
D/D |
(22,460) |
0 |
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- |
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Greenblatt Joel |
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2022-10-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(82,200) |
0 |
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- |
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Greenblatt Joel |
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2022-10-31 |
4 |
D |
$0.00 |
$215,616 |
D/D |
(187,968) |
0 |
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- |
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Johnston Charles D |
Director |
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2022-10-31 |
4 |
D |
$9.60 |
$667,488 |
D/D |
(69,530) |
0 |
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- |
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Jeffries Shavar Dakel |
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2022-10-31 |
4 |
D |
$9.60 |
$96,854 |
D/D |
(10,089) |
0 |
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- |
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Fire Evan K. |
Chief Operating Officer |
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2022-10-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(16,634) |
0 |
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- |
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Fire Evan K. |
Chief Operating Officer |
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2022-10-31 |
4 |
D |
$9.60 |
$32,352 |
D/D |
(3,370) |
0 |
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- |
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Galbraith Steven M |
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2022-10-31 |
4 |
D |
$9.60 |
$215,616 |
D/D |
(22,460) |
0 |
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- |
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Cai Chenyu Caroline |
Executive Vice President |
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2022-10-31 |
4 |
D |
$0.00 |
$0 |
I/I |
(940,133) |
0 |
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- |
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Cai Chenyu Caroline |
Executive Vice President |
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2022-10-31 |
4 |
D |
$9.60 |
$1,714,541 |
D/D |
(178,598) |
0 |
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- |
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Fire Evan K. |
Chief Operating Officer |
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2022-04-29 |
4 |
A |
$4.09 |
$4,998 |
I/I |
1,222 |
16,634 |
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- |
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Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
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2022-03-29 |
4 |
B |
$5.45 |
$4,248,744 |
I/I |
779,586 |
7,193,186 |
2.66 |
13% |
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Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
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2022-03-29 |
4 |
S |
$5.45 |
$4,248,744 |
I/I |
(779,586) |
17,547,719 |
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-13% |
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Cai Chenyu Caroline |
Executive Vice President |
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2022-01-11 |
4 |
S |
$9.75 |
$3,198 |
D/D |
(328) |
178,598 |
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36% |
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Cai Chenyu Caroline |
Executive Vice President |
|
2022-01-10 |
4 |
S |
$9.85 |
$56,265 |
D/D |
(5,715) |
178,926 |
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37% |
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Cai Chenyu Caroline |
Executive Vice President |
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2022-01-04 |
4 |
S |
$9.76 |
$4,880 |
D/D |
(500) |
184,641 |
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33% |
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Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
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2022-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
418,906 |
18,327,305 |
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- |
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Cai Chenyu Caroline |
Executive Vice President |
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2022-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
48,701 |
940,133 |
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- |
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Fire Evan K. |
Chief Operating Officer |
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2022-01-01 |
4 |
A |
$0.00 |
$0 |
I/I |
1,623 |
15,412 |
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- |
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Jeffries Shavar Dakel |
Director |
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2022-01-01 |
4 |
A |
$0.00 |
$0 |
D/D |
5,015 |
10,089 |
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- |
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244 Records found
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Page 1 of 10 |
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