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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
16,840,000 |
| Market
Cap: |
161.83(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$9.61 - $9.61 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Pzena Investment Management is a holding company. Through its subsidiaries, Co. is an investment management firm. Co. manages assets in a variety of investment strategies across a range of market capitalizations in both U.S. and non-U.S. capital markets. Co. manages separate accounts on behalf of institutions, acts as sub-investment adviser for a variety of Securities and Exchange Commission-registered mutual funds and non-U.S. funds, and acts as investment adviser for the Pzena mutual funds, certain private placement funds and non-U.S. funds. Co. functions as the sole managing member of its operating company, Pzena Investment Management, LLC.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Fournier Alan |
10% Owner |
– – • |
2007-12-31 |
4 |
B |
$11.70 |
$117,000 |
I/I |
10,000 |
639,400 |
1.5 |
- |
|
| Fournier Alan |
10% Owner |
– – • |
2007-12-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
629,400 |
|
- |
|
| Galbraith Steven M |
Director |
– • – |
2007-11-13 |
4 |
B |
$16.31 |
$16,310 |
D/D |
1,000 |
3,778 |
2.39 |
- |
|
| Palladino Wayne |
CFO |
• – – |
2007-10-30 |
4 |
A |
$0.28 |
$78,151 |
D/D |
279,110 |
279,110 |
|
- |
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| Goetz John Paul |
President, Co-CIO |
• – – |
2007-10-30 |
4 |
A |
$0.71 |
$503,369 |
I/I |
708,970 |
708,970 |
|
- |
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| Goetz John Paul |
President, Co-CIO |
• – – |
2007-10-30 |
4 |
A |
$5.44 |
$29,608,750 |
D/D |
5,442,785 |
5,442,785 |
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- |
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| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• – – |
2007-10-30 |
4 |
A |
$1.28 |
$1,640,000 |
I/I |
1,281,250 |
1,281,250 |
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- |
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| Lipsey William Louis |
Pres, Marketing/Client Srvc |
• – – |
2007-10-30 |
4 |
A |
$4.26 |
$18,133,372 |
D/D |
4,256,660 |
4,256,660 |
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- |
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| Krishna A. Rama |
President, International |
• – – |
2007-10-30 |
4 |
A |
$0.63 |
$394,065 |
I/I |
625,500 |
625,500 |
|
- |
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| Krishna A. Rama |
President, International |
• – – |
2007-10-30 |
4 |
A |
$4.68 |
$21,894,982 |
D/D |
4,678,415 |
4,678,415 |
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- |
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| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2007-10-30 |
4 |
A |
$6.26 |
$39,178,836 |
I/I |
6,258,600 |
6,258,600 |
|
- |
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| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2007-10-30 |
4 |
A |
$18.47 |
$341,141,269 |
D/D |
18,470,020 |
18,470,020 |
|
- |
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| Ullman Myron E III |
Director |
– • – |
2007-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
2,778 |
2,778 |
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- |
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| Galbraith Steven M |
Director |
– • – |
2007-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
2,778 |
2,778 |
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- |
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| Meyerowich Richard P. |
Director |
– • – |
2007-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
2,778 |
2,778 |
|
- |
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| Greenblatt Joel |
Director |
– • – |
2007-10-30 |
4 |
A |
$7.27 |
$52,818,666 |
I/I |
7,265,291 |
7,265,291 |
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- |
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| Greenblatt Joel |
Director |
– • – |
2007-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
2,778 |
2,778 |
|
- |
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| Pzena Richard Stanton |
Chairman, CEO and Co-CIO |
• • – |
2007-10-25 |
4 |
B |
$20.50 |
$2,050 |
D/D |
100 |
106 |
2.73 |
- |
|
| Pzena Richard Stanton |
Chairman, CEO and Co-CIOOffice |
• • – |
2007-10-24 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6 |
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244 Records found
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Page 10 of 10 |
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